Axiomatic Quantum Field Theory
Everything the preceding chapters of Part XI — Quantum Field Theory and the Standard Model compute is perturbative: a formal power series in a coupling, defined by rules whose objects — an interaction picture, a Fock space of free quanta, a product of fields at the same point — do not survive mathematical scrutiny. Haag's theorem [Haag:1955] states the sharpest form of the difficulty: no unitary transformation connects a free field to an interacting one in the same Hilbert space, so the interaction picture that generates the whole perturbative apparatus does not exist. Axiomatic quantum field theory is the response. It asks what a relativistic quantum field theory is, independently of any Lagrangian or expansion, writes that down as a short list of assumptions — fields as operator-valued distributions on a Hilbert space carrying a positive-energy unitary representation of the Poincaré group, with a unique vacuum and local commutativity [Wightman:1956] [Streater:1964] — and derives consequences.
The chapter earns its place because the consequences are theorems the rest of the book uses as if they were facts of Nature: the \(PCT\) theorem [Jost:1957] [Lueders:1954], the spin–statistics connection [Pauli:1940] [Lueders:1958] [Burgoyne:1958] that Identical Particles and Quantum Statistics assume throughout, the Källén–Lehmann spectral representation [Kallen:1952] [Lehmann:1954] that underlies every renormalized propagator in Quantum Electrodynamics and Renormalization and The Renormalization Group, the LSZ reduction [Lehmann:1955] that connects fields to the cross-sections of Scattering Theory, and the operator product expansion [Wilson:1969] on which the short-distance analysis of Quantum Chromodynamics and Experiment: Deep Inelastic Scattering rests. It closes honestly: no interacting quantum field theory in \(3+1\) dimensions has ever been constructed satisfying these axioms. The constructive successes are in spacetimes of lower dimension [Glimm:1968] [Glimm:1973], and the existence of four-dimensional Yang–Mills theory with a mass gap is an open problem carrying a Clay Millennium Prize [Jaffe:2006]. Standing monographs are [Streater:1964] [Jost:1965] [Haag:1992] [Glimm:1987].
Three analytic facts are used repeatedly below and are imported: the Paley–Wiener characterization of the Fourier transforms of functions with support in a cone, the edge-of-the-wedge theorem, and the Bargmann–Hall–Wightman extension theorem [Hall:1957]. None is proved in this book, and none is among the results of Fourier Analysis and Integral Transforms or of Complex Analysis, whose function theory stops at the residue theorem. Where one of them is used it is named at the point of use, and everything else in the chapter is derived. That bookkeeping is the whole point of an axiomatic chapter: the reader is entitled to know exactly which statements are assumptions, which are imports, and which are consequences.
Why axioms
Fields as operator-valued distributions
The first axiom is forced by a computation, not chosen for elegance. A quantum field cannot be an operator at a point, because the vector it would produce out of the vacuum has infinite length.
Let \(\phi\) be a Hermitian scalar field whose two-point function is that of a free field of mass \(m\),
Then \(\norm{\phi(x)\ket{0}}^{2}=+\infty\) for every \(x\), while \(\norm{\phi(f)\ket{0}}^{2}\) is finite for every Schwartz test function \(f\), where \(\phi(f)=\int\dd^{4}x\,f(x)\phi(x)\). Rests on Notation 100.1 and Equation (105.101).
Derivation. Derives Proposition 109.1. In Equation (109.1) the wave four-vector is \(k^{\mu}=(\omega_{\vect{k}}/c,\vect{k})\), of dimension \(/\mathrm{m}\), so \(k\cdot(x-y)\) is a pure number (Notation 100.1); the integral \(\int\dd^{3}k/(2\omega_{\vect{k}})\) carries \(\mathrm{s}/\mathrm{m}^{3}\) and the prefactor \(\hbar c^{2}\) turns that into \(\mathrm{J}/\mathrm{m}\), which is \([\phi]^{2}\) for a canonically normalized scalar in this book (Equation (105.101)). Setting \(y=x\),
and for \(k\gg mc/\hbar\) the integrand is \(k^{2}/(2ck)=k/(2c)\), so the integral diverges as \(\Lambda^{2}\) with an ultraviolet cutoff \(\Lambda\) on \(\abs{\vect{k}}\). The divergence is quadratic and no subtraction of a constant removes it.
Smearing repairs it. With \(f\) real and \(\tilde{f}(k)=\int\dd^{4}x\,f(x)\ee^{\ii k\cdot x}\),
which converges because \(\tilde{f}\) is Schwartz and therefore decays faster than any power. The physical content is that the divergence in Equation (109.2) is a statement about resolution: the number of modes available below a wavelength \(\lambda\) grows as \(\lambda^{-3}\), each carries a zero-point amplitude, and a measurement confined to no region at all samples all of them.
∎\(\mathcal{S}(\R^{4})\) is the Schwartz space of complex functions on Minkowski space, smooth and decaying with all derivatives faster than any power [Schwartz:1950] [Gelfand:1964]; the treatment used here is Section 17.2.3. A test function \(f\in\mathcal{S}\) is assigned the SI dimension \(/\mathrm{m}^{4}\), so that
carries the dimension of the field itself. A quantum field is then a map \(f\mapsto\phi(f)\) from \(\mathcal{S}(\R^{4})\) into (generally unbounded) operators on a Hilbert space, linear in \(f\) and continuous in the topology of \(\mathcal{S}\): an operator-valued tempered distribution [Wightman:1956] [Garding:1965].
The word tempered is not decoration either. A distribution is tempered exactly when its Fourier transform is a distribution of polynomial growth, and the spectrum condition of Axiom 109.10 will be a support statement about that Fourier transform. A field whose smeared correlation functions grew faster than polynomially in momentum would have no spectral condition to satisfy, and the entire analytic apparatus of Section 109.2.3 would be unavailable.
Bohr and Rosenfeld reached the same conclusion from the laboratory rather than from the mathematics [Bohr:1933]. A charged test body used to measure a field has finite extent and finite mass, so what it registers is an average of the field over the spacetime region it occupies during the exposure — exactly Equation (109.4) with \(f\) the indicator of that region — and the unavoidable uncertainties of such an apparatus turn out to be precisely those the commutators of the averaged fields demand, neither more nor less. That analysis is carried out for the electromagnetic field in Section 99.7.3; the point to carry forward is that the smearing is a physical prescription and not a mathematical convenience.
An unbounded operator is not defined on all of a Hilbert space, and a product \(\phi(f_{1})\phi(f_{2})\) makes no sense unless the range of the second lies in the domain of the first. The axioms therefore demand a single dense subspace \(D\subset\mathcal{H}\), invariant under every \(\phi(f)\) and containing the vacuum, on which all polynomials in the smeared fields are defined. Without it the Wightman functions of Section 109.2.2 would be symbols rather than numbers. The functional analysis of unbounded operators, domains and self-adjointness is standard [Reed:1972]; the chapter uses it and does not develop it.
Haag's theorem
Perturbation theory is built on the interaction picture, in which the interacting field at a fixed time is a unitary transform of a free field, so that both live in one Hilbert space and the dynamics is a unitary evolution of free-field states. Haag proved that this cannot happen [Haag:1955], and Hall and Wightman sharpened the hypotheses to the form used here [Hall:1957]. Theorem 99.53 states the result where it first bites; this is its derivation.
Let \(\phi_{1},\pi_{1}\) and \(\phi_{2},\pi_{2}\) be two irreducible sets of field and conjugate momentum at the common time \(t=0\), each acting on a Hilbert space carrying a continuous unitary representation of the Euclidean group of space — translations and rotations — with a unique invariant vacuum \(\ket{0_{1}}\), \(\ket{0_{2}}\). Suppose there is a unitary \(V\) with
intertwining the two representations of the Euclidean group. Then all equal-time vacuum expectation values of the two fields coincide. If in addition both theories are Poincaré covariant with spectrum in the forward cone and \(\phi_{1}\) is a free field of mass \(m\), then \(\phi_{2}\) is a free field of the same mass. Rests on Equation (109.1), Theorem 109.26 and Theorem 109.21.
Derivation. Derives Theorem 109.4. Step 1: the vacuum goes to the vacuum. Let \(E\) denote the Euclidean group of space and \(U_{i}(R,\vect{a})\) its representation on \(\mathcal{H}_{i}\). By hypothesis \(V U_{1}V^{-1}=U_{2}\). Then \(V\ket{0_{1}}\) is invariant under \(U_{2}\), because \(U_{2}V\ket{0_{1}}=VU_{1}\ket{0_{1}}=V\ket{0_{1}}\). Uniqueness of the invariant vector in theory 2 forces
Step 2: all equal-time correlators coincide. Let \(A_{1}\) be any polynomial in the smeared \(\phi_{1}(0,\cdot)\) and \(\pi_{1}(0,\cdot)\), and \(A_{2}\) the same polynomial in \(\phi_{2},\pi_{2}\). Conjugating Equation (109.5) term by term gives \(A_{2}=VA_{1}V^{-1}\), and with Equation (109.6) the phases cancel between bra and ket:
This holds to all orders and is the whole content of unitary equivalence: a unitary preserves every expectation value, so the two theories are indistinguishable by any equal-time measurement.
Step 3: the equal-time two-point function knows the mass. For a free field of mass \(m\), set \(x^{0}=y^{0}\) in Equation (109.1):
The right-hand side is the Fourier transform of \(\hbar c/(2\sqrt{\vect{k}^{2}+m^{2}c^{2}/\hbar^{2}})\), and two different masses give two different functions of \(\vect{k}\) — they already differ at \(\vect{k}=0\), where the value is \(\hbar^{2}/(2m)\) — of dimension \(\mathrm{J}\,\mathrm{m}^{2}\), as it must be to produce \(\mathrm{J}/\mathrm{m}\) against the measure \(\dd^{3}k/(2\pi)^{3}\). Fourier inversion is injective, so Equation (109.8) determines \(m\).
Step 4: from equal times to all times. By Step 2 the equal-time correlators of \(\phi_{2}\) are those of a free field of mass \(m\), and by Step 3 that mass is \(m_{1}\). A free field is Gaussian: all its correlators are sums of products of two-point functions, so all equal-time correlators of \(\phi_{2}\) agree with the free ones. The remaining step promotes this to all times. Poincaré covariance determines \(\phi_{2}(x^{0},\vect{x})\) from its restriction to \(x^{0}=0\) together with \(\pi_{2}\), because a boost mixes the time argument into the spatial ones and the Wightman functions are boundary values of functions analytic in the tube domain of Theorem 109.26, which are fixed by their values on a real neighbourhood. Hall and Wightman carried this out [Hall:1957]; the conclusion is that every \(W_{n}\) of theory 2 is the free one, and by the reconstruction theorem Theorem 109.21 the theory itself is free.
∎There is no unitary operator relating the fields of an interacting theory at a fixed time to those of a free theory in the same Hilbert space. Equivalently, the two representations of the canonical commutation relations are unitarily inequivalent, and the interacting vacuum is not a vector in the free theory's Fock space. Rests on Theorem 109.4.
Derivation. Derives Corollary 109.5. Immediate from Theorem 109.4: if such a \(V\) existed the interacting theory would be free. The second sentence is the same statement in representation-theoretic language — Stone–von Neumann uniqueness holds for finitely many canonical pairs and fails for infinitely many, and quantum field theory has infinitely many. The mechanism is developed for the free field itself in Section 99.9.1, whose warning about the choice of Fock space this corollary makes precise.
∎Every one of Haag's hypotheses is violated in a real calculation, and each violation is the point of the corresponding device.
A momentum cutoff destroys Lorentz covariance and, with it, Step 4. A finite volume destroys translation invariance and with it Step 1, since a box has no unique translation-invariant state in the required sense. Adiabatic switching, in which the coupling is multiplied by a function \(g(t)\) that vanishes as \(t\to\pm\infty\), destroys time-translation invariance and hence the identification of an interacting vacuum at all. Dimensional regularization changes the dimension of spacetime, so the theorem as stated does not apply.
What is lost is the meaning of the limit. Each regularized theory is perfectly consistent and Haag's theorem says nothing about it; the difficulty is that the objects the regularization is supposed to approximate — an interacting field with a Poincaré-invariant vacuum in \(3+1\) dimensions — are not known to exist. Perturbation theory is therefore an asymptotic construction: a recipe generating a formal power series whose terms are finite after renormalization (Quantum Electrodynamics and Renormalization) and whose sum is believed to diverge [Dyson:1952]. That the first few terms of that series reproduce the electron's anomalous moment to about one part in \(10^{9}\) of \(a_{e}\) — the limit set by the independent determinations of \(\alpha\) that the series must be fed, not by the measurement, as Experiment: The Electron Anomalous Magnetic Moment is at pains to establish — is the strongest evidence available that the series is computing something real. It is not a proof that the something exists.
What axiomatization is for
An axiom system supports two quite different claims, and confusing them is the commonest error made about this subject.
The first is conditional: if a structure satisfying the axioms exists, then it has such and such properties. Every theorem of Section 109.3 is of this kind. \(PCT\) invariance, spin–statistics, the Källén–Lehmann representation and the Reeh–Schlieder theorem are consequences of the axioms and therefore hold in every theory satisfying them, whatever its Lagrangian, whatever its particle content, to all orders and beyond all orders. That is a far stronger statement than any perturbative calculation can make, and it is why a measured violation of \(PCT\) would not be a discovery of a new particle but a refutation of locality, of Lorentz invariance, or of the positivity of the energy (Section 105.5.2).
The second is existential: a structure satisfying the axioms exists. Here axiomatic quantum field theory has almost nothing to offer in \(3+1\) dimensions. No interacting example is known (Section 109.7), and for the simplest candidate — a single self-interacting scalar — the evidence points the other way (Section 109.7.2).
The distinction is the one drawn in Section 3.8 between what a formal system proves and whether it has a model. A consistent first-order theory has a model, by completeness; but consistency itself is not provable from within (Theorem 3.88), and the existence question for a physical theory is harder still, because the Wightman axioms are not a first-order theory — they quantify over Hilbert spaces, operator domains and distributions, all of which are higher-order objects. Definition 3.82 does not apply to them, and no completeness theorem is available. The parallel is therefore an analogy about the shape of the two questions and not a transfer of results: nobody has shown that constructing a four-dimensional interacting field theory is undecidable, and nobody should say so.
The position taken in this book follows from the distinction. A theorem derived from the axioms is treated as a statement about all field theories and quoted as such throughout Part XI — Quantum Field Theory and the Standard Model. A perturbative calculation is treated as a computation within a scheme, whose agreement with experiment is evidence for the scheme and not a proof of anything. And the fact that the Standard Model, the most accurately tested theory in physics, is not known to exist as a mathematical object is recorded in Section 109.7.4 as what it is: an open problem, not a technicality.
The Wightman axioms
Statement of the axioms
The axioms below are those of [Wightman:1956], in the form given by Streater and Wightman [Streater:1964], with every dimensioned quantity carried in SI. They are stated for a single Hermitian scalar field; the extension to several fields and to fields carrying Lorentz indices is notational and is indicated in Remark 109.16.
The metric, coordinates and momenta are those of Notation 100.1: \(\eta_{\mu\nu}=\diag(+1,-1,-1,-1)\), \(x^{\mu}=(ct,\vect{x})\) of dimension \(\mathrm{m}\), \(p^{\mu}=(E/c,\vect{p})\) of dimension \(\mathrm{kg}\,\mathrm{m}/\mathrm{s}\), and \(k^{\mu}=p^{\mu}/\hbar\) of dimension \(/\mathrm{m}\). The closed forward cone in momentum space is
and \(V^{+}\) is its interior. The corresponding cone in coordinate space, written \(\overline{V}^{+}_{x}\), is the same set with \(\mathrm{m}\) in place of \(\mathrm{kg}\,\mathrm{m}/\mathrm{s}\). A scalar field is normalized so that \([\phi]^{2}=\mathrm{J}/\mathrm{m}\), as in Canonical Quantization of Fields. \(\mathcal{H}\) denotes the Hilbert space and \(D\subset\mathcal{H}\) the common dense domain of Remark 109.3.
The states of the theory are the rays of a separable Hilbert space \(\mathcal{H}\), on which there is a continuous unitary representation \(U(a,\Lambda)\) of the universal covering group \(\widetilde{\mathcal{P}}^{\uparrow}_{+}\) of the proper orthochronous Poincaré group (Definition 39.5), with \(a\) a translation of dimension \(\mathrm{m}\). Translations are generated by four commuting self-adjoint operators \(P^{\mu}\) of dimension \(\mathrm{kg}\,\mathrm{m}/\mathrm{s}\),
the exponent being dimensionless because \(\hbar\) has the dimension of \(\mathrm{m}\times\mathrm{kg}\,\mathrm{m}/\mathrm{s}\).
The joint spectrum of \((P^{0},P^{1},P^{2},P^{3})\) is contained in \(\overline{V}^{+}\). Physically: no state has negative energy in any inertial frame, and no state has spacelike four-momentum.
There is a vector \(\ket{0}\in D\), unique up to phase, invariant under every \(U(a,\Lambda)\). It is the only eigenvector of \(P^{\mu}\) with eigenvalue zero.
There is a map \(f\mapsto\phi(f)\) from \(\mathcal{S}(\R^{4})\) into operators defined on \(D\), linear in \(f\), with \(\phi(f)D\subset D\) and \(\ket{0}\in D\), such that \(f\mapsto\bra{\Psi}\phi(f)\ket{\Psi'}\) is a tempered distribution for every \(\Psi,\Psi'\in D\), and \(\phi(f)^{\dagger}\supset\phi(\bar{f})\) on \(D\).
For all \((a,\Lambda)\) and all \(f\),
which is the smeared form of \(U\phi(x)U^{-1}=\phi(\Lambda x+a)\).
If the supports of \(f\) and \(g\) are spacelike separated — every point of one is at spacelike interval from every point of the other — then
on \(D\). For a field of half-integer spin the commutator is replaced by the anticommutator; that this replacement is forced and not chosen is Theorem 109.49.
The set of vectors \(\phi(f_{1})\cdots\phi(f_{n})\ket{0}\), over all \(n\) and all test functions, spans a dense subspace of \(\mathcal{H}\).
For a finite collection \(\phi_{j}\) carrying a finite-dimensional representation \(S(\Lambda)\) of the covering group \(\SL(2,\C)\) of the Lorentz group, Equation (109.11) acquires the matrix \(S(\Lambda)^{-1}_{jk}\) and Equation (109.12) is imposed on every pair, with the commutator for tensor fields and the anticommutator for spinor fields. Nothing else changes, and no theorem below depends on the number of fields. Two different pieces of representation theory are involved and it is worth keeping them apart. Particles as Poincaré Representations classifies the unitary representations of the Poincaré group by Wigner's method — the Casimirs, the orbits, the little groups, massive spin and massless helicity — which is what labels the one-particle states; the general apparatus behind it is Linear Algebra and Representation Theory and Lie Groups, Lie Algebras, and Fibre Bundles, and \(\SL(2,\C)\) appears there as the universal cover. What \(S(\Lambda)\) carries is the other object: the finite-dimensional, necessarily non-unitary representations of \(\SL(2,\C)\), labelled by a pair of half-integers \((A,B)\) and built as tensor products of the fundamental and its conjugate. That classification is not derived anywhere in this book; it is used below only through the index count of Theorem 109.49, where a field in the \((A,B)\) representation carries \(2A\) undotted and \(2B\) dotted spinor indices.
The monographs [Streater:1964] [Jost:1965] [Haag:1992] all work in units in which \(\hbar\) and \(c\) are numerically one, and in that convention the exponent of Equation (109.10) is \(\ii a\cdot P\) and momenta, wave vectors and inverse lengths are the same quantity. The rule for reading their formulas here is the one already given in Remark 100.4: a momentum \(p\) becomes \(p/\hbar\) wherever it multiplies a coordinate, a mass \(m\) becomes \(mc\) wherever it stands beside a momentum and \(mc^{2}\) wherever it stands beside an energy, and the spectral variable \(s\) of Section 109.3.3 is a squared momentum, \(\mathrm{kg}^{2}\,\mathrm{m}^{2}/\mathrm{s}^{2}\), rather than a squared mass. No derivation in this chapter is carried out in those units; this remark exists so that the reader can check the chapter against its sources.
Three things a physicist expects are not axioms. There is no Lagrangian, no equation of motion and no coupling constant: the axioms describe a theory, not a way of constructing one. There is no requirement that the theory have particles — the existence of one-particle states is an additional assumption, made in Section 109.3.4 and known to fail for the electron in quantum electrodynamics, where the charged states are infraparticles [Buchholz:1982]. And there is no assumption of asymptotic completeness, that the scattering states span the whole Hilbert space; it is an extra hypothesis, not a theorem, and it has never been verified in an interacting four-dimensional model.
Wightman functions and reconstruction
The axioms are about operators, which are hard to handle. Their entire content can be repackaged as a sequence of ordinary distributions, and this is what makes the subject tractable.
The Wightman functions of the theory are the vacuum expectation values
understood as tempered distributions: the number attached to test functions \(f_{1},\ldots,f_{n}\) is \(\bra{0}\phi(f_{1})\cdots\phi(f_{n})\ket{0}\), with \(W_{0}=1\). Each \(W_{n}\) carries the SI dimension \(\left(\mathrm{J}/\mathrm{m}\right)^{n/2}\), that is \([\phi]^{n}\).
The Wightman functions of a theory satisfying Axioms 109.9, 109.10, 109.11, 109.12, 109.13, 109.14 and 109.15 satisfy:
-
Temperedness. Each \(W_{n}\) is a tempered distribution on \(\R^{4n}\).
-
Covariance. \(W_{n}(\Lambda x_{1}+a,\ldots,\Lambda x_{n}+a) =W_{n}(x_{1},\ldots,x_{n})\).
-
Spectral support. \(W_{n}\) depends only on the differences \(\xi_{j}=x_{j}-x_{j+1}\), and the Fourier transform of \(W_{n}\) in those differences is supported in \(\overline{V}^{+}\times\cdots\times\overline{V}^{+}\) (\(n-1\) factors).
-
Locality. If \(x_{j}\) and \(x_{j+1}\) are spacelike separated, \(W_{n}\) is unchanged by exchanging them.
-
Positivity. For any finite sequence of test functions \(f_{0}\in\C\), \(f_{1}\in\mathcal{S}(\R^{4})\), \(f_{2}\in\mathcal{S}(\R^{8}),\ldots\),
\begin{equation}\tag{109.14} \sum_{m,n\geq0}\int\!\dd^{4m}\!x\;\dd^{4n}y\; \overline{f_{m}(x_{1},\ldots,x_{m})}\, W_{m+n}(x_{m},\ldots,x_{1},y_{1},\ldots,y_{n})\, f_{n}(y_{1},\ldots,y_{n})\;\geq\;0\ep \end{equation} -
Hermiticity. \(\overline{W_{n}(x_{1},\ldots,x_{n})}=W_{n}(x_{n},\ldots,x_{1})\).
Rests on Axioms 109.9, 109.10, 109.11, 109.12, 109.13 and 109.14.
Derivation. Derives Proposition 109.20. (i) is Axiom 109.12 applied to the vector \(\phi(f_{2})\cdots\phi(f_{n})\ket{0}\).
(ii) Insert \(U^{-1}U\) between every pair of fields in Equation (109.13), use Equation (109.11) \(n\) times, and use \(U\ket{0}=\ket{0}\) from Axiom 109.11.
(iii) Translation invariance is the \(\Lambda=\identity\) case of (ii) and gives the dependence on differences alone. For the support statement, write \(\phi(x_{j})=U(x_{j})\phi(0)U(x_{j})^{-1}\) with \(U(a)=\exp(\ii a\cdot P/\hbar)\) from Equation (109.10); then
using \(P^{\mu}\ket{0}=0\) at both ends. Each factor \(\ee^{-\ii\xi\cdot P/\hbar}\) contributes, by the spectral theorem for the commuting family \(P^{\mu}\), a Fourier transform supported where the spectral measure lives, and Axiom 109.10 confines that to \(\overline{V}^{+}\). Explicitly, with \(\tilde{W}_{n}\) the transform in the variables \(\xi_{j}\),
(iv) is Axiom 109.14 sandwiched between the vacuum and the remaining fields.
(v) The left-hand side of Equation (109.14) is \(\norm{\Psi}^{2}\) for \(\Psi=\sum_{n}\int\dd^{4n}y\,f_{n}(y)\phi(y_{1})\cdots\phi(y_{n})\ket{0}\), a vector in \(\mathcal{H}\) by Axiom 109.12. A squared norm is non-negative; that is the whole derivation, and it is worth stressing that positivity of the Wightman functions is the positivity of the Hilbert-space metric and nothing else. The same statement reappears in Euclidean dress as reflection positivity in Section 109.5.1.
(vi) follows from \(\phi(f)^{\dagger}\supset\phi(\bar{f})\) and \(\overline{\bra{0}A\ket{0}}=\bra{0}A^{\dagger}\ket{0}\).
∎The remarkable fact is that these six properties are not merely necessary but sufficient. Nothing is lost in passing from operators to distributions.
Let \(\set{W_{n}}_{n\geq0}\) be a family of tempered distributions satisfying (i)–(vi) of Proposition 109.20. Then there exist a separable Hilbert space \(\mathcal{H}\), a continuous unitary representation \(U(a,\Lambda)\) with spectrum in \(\overline{V}^{+}\), a vector \(\ket{0}\) and a field \(\phi\) satisfying all the axioms, whose Wightman functions are the given \(W_{n}\); and the construction is unique up to unitary equivalence [Wightman:1956]. Rests on Definition 109.19 and Proposition 109.20.
Derivation. Derives Theorem 109.21. The construction is the same one that will reappear as the GNS construction in Section 109.4.2, and it is worth doing once by hand.
The algebra. Let \(\mathfrak{B}\) be the set of terminating sequences \(\mathsf{f}=(f_{0},f_{1},f_{2},\ldots)\) with \(f_{0}\in\C\) and \(f_{n}\in\mathcal{S}(\R^{4n})\), made into an associative algebra by
with the involution \((\mathsf{f}^{*})_{n}(x_{1},\ldots,x_{n}) =\overline{f_{n}(x_{n},\ldots,x_{1})}\). This is the Borchers tensor algebra; the unit is \((1,0,0,\ldots)\).
The linear functional. Define \(w(\mathsf{f}):=\sum_{n}\int\dd^{4n}x\;W_{n}(x)f_{n}(x)\), which converges because the sequence terminates. Property (vi) says \(w(\mathsf{f}^{*})=\overline{w(\mathsf{f})}\), and property (v) says exactly
The Hilbert space. Put \(\gen{\mathsf{f},\mathsf{g}}:=w(\mathsf{f}^{*}\mathsf{g})\). This is a sesquilinear form, non-negative by Equation (109.18), hence obeying the Cauchy–Schwarz inequality \(\abs{\gen{\mathsf{f},\mathsf{g}}}^{2} \leq\gen{\mathsf{f},\mathsf{f}}\gen{\mathsf{g},\mathsf{g}}\). Therefore \(\mathfrak{N}:=\set{\mathsf{f}:w(\mathsf{f}^{*}\mathsf{f})=0}\) is a linear subspace, and by Cauchy–Schwarz it is a left ideal: \(\gen{\mathsf{g}\,\mathsf{f},\mathsf{g}\,\mathsf{f}}=0\) whenever \(\mathsf{f}\in\mathfrak{N}\). Let \(\mathcal{H}\) be the completion of \(\mathfrak{B}/\mathfrak{N}\) in the induced inner product, and \(D\) the image of \(\mathfrak{B}\), dense by construction.
The field. For \(f\in\mathcal{S}(\R^{4})\) let \(\mathsf{f}^{(1)}=(0,f,0,\ldots)\) and define \(\phi(f)[\mathsf{g}]:=[\mathsf{f}^{(1)}\mathsf{g}]\). This is well defined because \(\mathfrak{N}\) is a left ideal, maps \(D\) into \(D\), is linear in \(f\), and satisfies \(\gen{\mathsf{g},\phi(f)\mathsf{h}} =\gen{\phi(\bar{f})\mathsf{g},\mathsf{h}}\) by the definition of the involution — which is Axiom 109.12. The vacuum is \(\ket{0}:=[(1,0,\ldots)]\), and cyclicity Axiom 109.15 holds because \(\mathfrak{B}\) is generated by the \(\mathsf{f}^{(1)}\).
The symmetry. Property (ii) says the form \(\gen{\cdot,\cdot}\) is invariant under the action of \((a,\Lambda)\) on test functions given by Equation (109.11). An invariant form induces an isometry of the quotient, and an isometry of a dense subspace extends to a unitary \(U(a,\Lambda)\) on \(\mathcal{H}\); the group law is inherited from the action on test functions. Continuity follows from continuity of that action in \(\mathcal{S}\) together with temperedness (i), and Stone's theorem then supplies the self-adjoint generators \(P^{\mu}\) of Equation (109.10). Property (iii) says the spectral measure of \(P^{\mu}\) is supported in \(\overline{V}^{+}\), which is Axiom 109.10; property (iv) gives Axiom 109.14.
Uniqueness. If two constructions \((\mathcal{H},\phi,\ket{0})\) and \((\mathcal{H}',\phi',\ket{0}')\) have the same \(W_{n}\), the map \(\phi(f_{1})\cdots\phi(f_{n})\ket{0}\mapsto \phi'(f_{1})\cdots\phi'(f_{n})\ket{0}'\) preserves inner products by hypothesis, is defined on a dense set by cyclicity, and therefore extends to a unitary intertwining the two theories.
∎It converts an existence problem about operators into an existence problem about distributions, which is the form every constructive attempt takes: build a family of \(W_{n}\) — or, in Section 109.5, a family of Euclidean \(S_{n}\) — verify six properties, and the theory follows. It also explains why Theorem 109.4 bites so hard: the Wightman functions are the theory, so two theories with the same correlators are the same theory, and no amount of reinterpretation can make one interacting and the other free.
Let the axioms hold except possibly Axiom 109.11, and let \(\ket{0}\) be a translation-invariant unit vector. Then \(\ket{0}\) is the unique such vector if and only if the Wightman functions cluster: for any spacelike \(a\) and any \(m,n\),
Rests on Axiom 109.9, Axiom 109.10 and Theorem 109.26.
Derivation. Derives Proposition 109.23. Write \(A=\phi(x_{1})\cdots\phi(x_{m})\) and \(B=\phi(y_{1})\cdots\phi(y_{n})\), so the left-hand side of Equation (109.19) is \(\bra{0}A\,U(\lambda a)\,B\ket{0}\) with \(U(\lambda a)=\exp(\ii\lambda a\cdot P/\hbar)\). Let \(E(\dd^{4}p)\) be the joint spectral measure of \(P^{\mu}\) and let \(E_{0}\) be the projector onto the eigenvalue \(p=0\). Then
Two things must now be established: that the only atom of the spectral measure sits at \(p=0\), and that the remaining integral vanishes in the limit. The first is a derivation and is where the physics is.
The only eigenvalue of \(P^{\mu}\) is zero. Suppose \(P^{\mu}\ket{\chi}=p^{\mu}\ket{\chi}\) with \(p\neq0\) and \(p\in\overline{V}^{+}\). For every \(\Lambda\) in the proper orthochronous group the vector \(U(0,\Lambda)\ket{\chi}\) is again an eigenvector, with eigenvalue \(\Lambda p\), and two eigenvectors of a self-adjoint family with different eigenvalues are orthogonal. The orbit \(\set{\Lambda p}\) of a non-zero \(p\in\overline{V}^{+}\) is an entire mass hyperboloid or half of the light cone — in either case an uncountable set — so \(\mathcal{H}\) would contain an uncountable orthonormal family and could not be separable, contradicting Axiom 109.9. Hence the spectral measure has no atom away from the origin, and \(E_{0}\) projects onto the translation-invariant vectors.
The oscillatory term vanishes. The remaining integral is the Fourier transform of a finite complex measure supported in \(\overline{V}^{+}\setminus\set{0}\), evaluated along the spacelike ray \(\lambda a\). That it tends to zero is the content of the cluster theorem of [Streater:1964]: the measure has been shown to be non-atomic, so a Riemann–Lebesgue argument gives the vanishing of its transform in the mean, and analyticity in the tube of Theorem 109.26 upgrades the mean convergence to a genuine limit, exponential with rate \(\Delta/(\hbar c)\) when the spectrum has a gap \(\Delta\) above the vacuum and power-law otherwise. That upgrade is the imported half of this proposition; the atom analysis above is the half that carries the physical content.
Granting it, if the vacuum is unique then \(E_{0}=\ketbra{0}{0}\) and the surviving term is \(W_{m}W_{n}\), which is Equation (109.19). Conversely, if Equation (109.19) holds then \(\bra{0}AE_{0}B\ket{0}=\bra{0}A\ket{0}\bra{0}B\ket{0}\) for all local \(A,B\); since the vacuum is cyclic these exhaust a dense set, so \(E_{0}=\ketbra{0}{0}\), which says precisely that the only translation-invariant vector is \(\ket{0}\).
∎Equation (109.19) says that two experiments performed far apart in space are statistically independent, which is a precondition for doing physics at all: a laboratory result must not depend on the contents of a distant galaxy. That this is equivalent to uniqueness of the vacuum is the reason a theory with several vacua — a spontaneously broken theory, Section 104.3 — must be decomposed into superselection sectors before it can be interpreted, each sector having one vacuum and clustering within itself. The algebraic version of that decomposition is Section 109.4.2. The convergence is not uniform in \(m\) and \(n\) and the rate depends on the mass gap: with a gap \(\Delta\) the approach is exponential, with correlation length \(\hbar c/\Delta\), and in a massless theory it is only power-law.
Analyticity and the Wightman–Hall domain
Everything sharp in this subject comes from one observation: the spectrum condition is a statement about the support of a Fourier transform, and a support condition makes a function analytic. This is where the theorems of Section 109.3 come from.
If \(q\in\overline{V}^{+}\) and \(\eta\in V^{+}\), then \(q\cdot\eta\geq0\), with equality only for \(q=0\). The statement uses only the shape of the cones and not the scale of either vector, so it holds verbatim with \(q\) in the momentum cone and \(\eta\) in the coordinate cone \(V^{+}_{x}\) of Notation 109.8 — which is how Theorem 109.26 applies it, the product \(q\cdot\eta\) then carrying \(\mathrm{J}\,\mathrm{s}=[\hbar]\). Rests on Notation 109.8.
Derivation. Derives Lemma 109.25. Since \(\eta\in V^{+}\) has \(\eta\cdot\eta>0\) and \(\eta^{0}>0\), choose the frame in which \(\vect{\eta}=0\), so \(\eta=(\eta^{0},\vect{0})\) with \(\eta^{0}>0\); this is possible by a proper orthochronous transformation, which preserves the pairing. Then \(q\cdot\eta=q^{0}\eta^{0}\), and \(q\in\overline{V}^{+}\) gives \(q^{0}\geq\abs{\vect{q}}\geq0\). Hence \(q\cdot\eta\geq0\), and it vanishes only if \(q^{0}=0\), which with \(q^{0}\geq\abs{\vect{q}}\) forces \(q=0\).
∎Let \(W_{n}\) satisfy Equation (109.16). Define the forward tube
Then \(W_{n}\) is the boundary value, as \(\eta_{j}\to0\) from inside the cone, of a function \(\mathcal{W}_{n}\) holomorphic in \(\mathcal{T}_{n-1}\). Rests on Equation (109.16) and Lemma 109.25.
Derivation. Derives Theorem 109.26. Write the inverse transform of Equation (109.16),
With \(\zeta_{j}=\xi_{j}-\ii\eta_{j}\) the exponent is
whose real part is \(-\hbar^{-1}\sum_{j}q_{j}\cdot\eta_{j}\). By Lemma 109.25 each term is non-negative on the support of \(\tilde{W}_{n}\) and grows linearly with \(\abs{q_{j}}\) when \(\eta_{j}\) is in the open cone, so the exponential decays exponentially in \(\abs{q_{j}}\). Since \(\tilde{W}_{n}\) is a tempered distribution — of at most polynomial growth — the integral converges absolutely, and it converges together with all its \(\zeta\)-derivatives; the integrand is holomorphic in each \(\zeta_{j}\) in the region where the decay holds, so Equation (109.22) defines a holomorphic function there. Letting \(\eta_{j}\to0\) recovers \(W_{n}\) in the sense of distributions.
Two remarks on rigour. That a tempered distribution supported in a cone has a Fourier–Laplace transform holomorphic in the dual cone is the Paley–Wiener–Schwartz theorem, imported here and not proved; what Lemma 109.25 supplies is the identification of the dual cone, and that is the geometric content. The factors of \(\hbar\) are forced: \(q\cdot\zeta\) has dimension \(\mathrm{kg}\,\mathrm{m}^{2}/\mathrm{s}=\mathrm{J}\,\mathrm{s}\), so it is \(q\cdot\zeta/\hbar\) that is a phase, and each four-dimensional momentum measure carries \((2\pi\hbar)^{-4}\) exactly as in the loop integrals of Quantum Electrodynamics and Renormalization.
∎The tube is a domain of holomorphy in the difference variables, but it contains no real points: setting \(\eta_{j}=0\) lands on the boundary. Lorentz covariance enlarges it until it does.
\(L(\C)\) is the set of complex \(4\times4\) matrices \(\Lambda\) with \(\Lambda\transpose\eta\Lambda=\eta\), and \(L_{+}(\C)\) the subgroup with \(\det\Lambda=+1\). The extended tube \(\mathcal{T}'_{n-1}\) is the union of the images \(\Lambda\mathcal{T}_{n-1}\) over \(\Lambda\in L_{+}(\C)\), acting simultaneously on all \(n-1\) difference variables.
The holomorphic function \(\mathcal{W}_{n}\) of Theorem 109.26 extends to a single-valued holomorphic function on the extended tube \(\mathcal{T}'_{n-1}\), and satisfies there
for a scalar field; for a field carrying a finite-dimensional representation \(S\) of \(\SL(2,\C)\) the right-hand side is multiplied by \(S(\Lambda)\) analytically continued in the group parameters [Hall:1957]. Rests on Theorem 109.26, Definition 109.27 and Proposition 109.20.
Status. Derives Theorem 109.28. Not proved here. The content is that real Lorentz covariance, Proposition 109.20(ii), plus holomorphy in the tube force covariance under the complexified group, and that the extension is single-valued — the delicate point, since \(L_{+}(\C)\) is not simply connected and the naive continuation could be multiple-valued. The proof is in [Hall:1957] and [Streater:1964].
∎The Bargmann–Hall–Wightman extension theorem: that the holomorphic Wightman function on the forward tube extends single-valuedly to the extended tube and is covariant under the complex Lorentz group; together with Jost's characterization of the real points of that extended tube as the totally spacelike configurations, stated below. These are the substantial analytic imports of the chapter and belong in Appendix A, together with the Paley–Wiener–Schwartz theorem and the edge-of-the-wedge theorem they use. Everything the chapter derives from them is derived explicitly in the text, and the non-emptiness of the set of real points is derived below.
The gain is that the extended tube contains real points, and they are exactly the totally spacelike ones.
A real configuration \((\xi_{1},\ldots,\xi_{n-1})\) is a Jost point if every convex combination \(\sum_{j}\lambda_{j}\xi_{j}\) with \(\lambda_{j}\geq0\) and \(\sum_{j}\lambda_{j}>0\) is spacelike, \(\left(\sum_{j}\lambda_{j}\xi_{j}\right)^{2}<0\).
The real points of the extended tube \(\mathcal{T}'_{n-1}\) are exactly the Jost points [Jost:1957] [Streater:1964]. In particular the set of Jost points is open and non-empty. Rests on Definitions 109.27 and 109.29.
For every \(n\geq2\) the set of Jost points in the difference variables is a non-empty open subset of \(\R^{4(n-1)}\). Rests on Definition 109.29.
Derivation. Derives Proposition 109.31. Take all \(\xi_{j}\) equal to a fixed purely spatial vector, \(\xi_{j}=(0,\vect{d})\) with \(\vect{d}\neq0\). Then \(\sum_{j}\lambda_{j}\xi_{j}=(0,(\sum\lambda_{j})\vect{d})\) is spacelike whenever \(\sum\lambda_{j}>0\), so the configuration is a Jost point. Openness: the condition in Definition 109.29 need only be checked on the compact simplex \(\sum\lambda_{j}=1\), \(\lambda_{j}\geq0\), where \((\sum\lambda_{j}\xi_{j})^{2}\) is a continuous function of \((\lambda,\xi)\) attaining a strictly negative maximum; a small perturbation of \(\xi\) keeps it negative.
∎The Jost condition says more than that each \(\xi_{j}\) is spacelike: it says that the whole configuration is spacelike simultaneously, so that all \(n\) points \(x_{1},\ldots,x_{n}\) lie at mutually spacelike separation and can be put on one spacelike hyperplane. That is exactly where Axiom 109.14 lets fields be permuted freely. Locality is thus an input on the real boundary, analyticity carries it into the complex domain, and the identity theorem carries the consequence back out to configurations that are not spacelike at all. Every theorem in Section 109.3 has this shape, and it is the reason a statement about the periodic table can rest on a statement about complex rotations.
The Reeh–Schlieder theorem
Cyclicity of the vacuum, Axiom 109.15, is stated for fields smeared over all of spacetime. The following theorem says that an arbitrarily small open region suffices, which is far from obvious and has consequences out of all proportion to the length of its proof.
For an open region \(\mathcal{O}\subset\R^{4}\), let \(\mathcal{P}(\mathcal{O})\) be the algebra of polynomials in the smeared fields \(\phi(f)\) with \(\operatorname{supp}f\subset\mathcal{O}\).
Let \(\mathcal{O}\) be any non-empty open region of spacetime. Then
-
\(\mathcal{P}(\mathcal{O})\ket{0}\) is dense in \(\mathcal{H}\): the vacuum is cyclic for every local algebra;
-
if \(\mathcal{O}\) has a non-empty spacelike complement and \(A\in\mathcal{P}(\mathcal{O})\) satisfies \(A\ket{0}=0\), then \(A=0\): the vacuum is separating [Reeh:1961].
Rests on Theorem 109.26, Axiom 109.15 and Axiom 109.14.
Derivation. Derives Theorem 109.34. (i) Choose an open \(\mathcal{O}_{0}\) whose closure lies inside \(\mathcal{O}\), and \(\epsilon>0\) so small that translating \(\mathcal{O}_{0}\) by any \(a\) with \(\abs{a^{\mu}}<\epsilon\) keeps it inside \(\mathcal{O}\). Suppose \(\Psi\in\mathcal{H}\) is orthogonal to \(\mathcal{P}(\mathcal{O})\ket{0}\). Fix \(n\) and test functions \(f_{1},\ldots,f_{n}\) supported in \(\mathcal{O}_{0}\) and consider
For all real \(a_{j}\) with \(\abs{a_{j}^{\mu}}<\epsilon\) every translated support is still in \(\mathcal{O}\), so \(F\) vanishes on that open real neighbourhood of the origin by hypothesis.
Now repeat the argument of Theorem 109.26 on \(F\). Writing \(\phi(f^{a})=U(a)\phi(f)U(a)^{-1}\) and using \(P^{\mu}\ket{0}=0\) at the right end, the exponentials collapse pairwise and Equation (109.24) becomes
in the differences \(b_{j}=a_{j}-a_{j+1}\). One step more is needed than in Equation (109.15), which used \(P^{\mu}\ket{0}=0\) at both ends: \(\Psi\) is not translation invariant, so a residual \(U(a_{1})\) survives on the left. Absorb it, holding \(a_{1}\) fixed and replacing \(\Psi\) by \(\Psi_{a_{1}}:=U(a_{1})^{-1}\Psi\), which is again orthogonal to \(\mathcal{P}(\mathcal{O})\ket{0}\) for the correspondingly translated region and is a legitimate state. What remains is of exactly the form of Equation (109.15) with \(\bra{\Psi_{a_{1}}}\) in place of \(\bra{0}\) at the left end. The spectrum condition applies unchanged to the right of each field, so for each fixed \(a_{1}\), \(F\) is the boundary value of a function holomorphic in the forward tube in the variables \(b_{j}\).
A function holomorphic in a tube whose distributional boundary value vanishes on a non-empty open set of the real boundary vanishes identically. (This is the edge-of-the-wedge theorem, imported; in the one-variable case it is the Schwarz reflection principle, and it is the statement that a real open set is a set of uniqueness for such functions.) Hence \(F\equiv0\) for all real \(a_{j}\), so \(\Psi\) is orthogonal to \(\phi(g_{1})\cdots\phi(g_{n})\ket{0}\) for all test functions \(g_{j}\) whatever — translates of a fixed \(f\) span a dense set of \(\mathcal{S}\) in the relevant sense, and \(n\) was arbitrary. By Axiom 109.15, \(\Psi=0\).
(ii) Let \(\mathcal{O}'\) be an open region spacelike to \(\mathcal{O}\), and let \(B\in\mathcal{P}(\mathcal{O}')\). Since \(A\in\mathcal{P}(\mathcal{O})\) and \(B\) commute by Axiom 109.14,
By part (i) applied to \(\mathcal{O}'\), the vectors \(B\ket{0}\) are dense in \(\mathcal{H}\); an operator vanishing on a dense subset of its domain is zero.
∎There is no non-zero local operator \(A\) with \(A\ket{0}=0\). In particular there is no local number operator, no local projector onto the vacuum, and no local operator that creates “nothing”. Rests on Theorem 109.34.
Derivation. Derives Corollary 109.35. Part (ii) of Theorem 109.34 with \(\mathcal{O}\) any bounded region, whose spacelike complement is never empty. A local projector \(E\) with \(E\ket{0}=0\) would violate it, and so would a number operator, since a number operator annihilates the vacuum by definition.
∎Part (i) has a startling reading. Acting on the vacuum with operators confined to a laboratory, one can approximate any state of the whole universe — a state containing a hundred protons on the far side of the Galaxy — to arbitrary accuracy in norm. The reason is that the vacuum is not a product state across any spatial division: it is entangled between every region and its complement, and part (i) is one expression of how strongly. The entanglement entropy of the vacuum restricted to a region is in fact ultraviolet divergent, growing with the area of the boundary; that is the field-theoretic case flagged in Entanglement and Bell Tests, and it is what Section 109.4.3 organizes.
It does not permit signalling. Let \(A\) act in \(\mathcal{O}\) and let \(B\) be any observable in a spacelike-separated region \(\mathcal{O}'\). An operation performed in \(\mathcal{O}\) takes a state \(\rho\) to \(\sum_{k}A_{k}\rho A_{k}^{\dagger}\) with \(\sum_{k}A_{k}^{\dagger}A_{k}=\identity\) and every \(A_{k}\in\mathcal{P}(\mathcal{O})\). The expectation of \(B\) afterwards is
the middle step being cyclicity of the trace and the next Axiom 109.14, which lets \(B\) move through \(A_{k}^{\dagger}\) and \(A_{k}\). Nothing measurable in \(\mathcal{O}'\) changes. The approximation in part (i) is achieved by operators of enormous norm acting with vanishing probability; it is a statement about the closure of a subspace, not about what an experimenter can bring about. The distinction is the field-theoretic form of Phenomenon 84.4, whose derivation from trace preservation is the same computation in a smaller setting.
Borchers classes
Which field a theory is written in terms of turns out not to be part of its physical content.
Two fields \(\phi\) and \(\psi\) on the same Hilbert space are relatively local if \(\comm{\phi(f)}{\psi(g)}=0\) (or the anticommutator vanishes, for two half-integer-spin fields) whenever the supports of \(f\) and \(g\) are spacelike separated. The Borchers class of \(\phi\) is the set of all fields relatively local to it.
Two relatively local fields, each satisfying the Wightman axioms with the same vacuum and the same representation of the Poincaré group, have the same \(S\) matrix [Borchers:1960]. Rests on Definition 109.37 and Theorem 109.59.
Status and mechanism. Derives Theorem 109.38. The full proof requires the asymptotic construction of Section 109.3.4 and is not carried out here. The mechanism is that the asymptotic fields are built from a field only through its matrix elements between the vacuum and the one-particle states, together with its commutation properties; two relatively local fields have the same one-particle overlaps up to normalization and the same commutation properties, so they generate the same in and out states, and the \(S\) matrix is the map between those.
∎Borchers' theorem: that two relatively local Wightman fields generate the same asymptotic states and hence the same \(S\) matrix. The argument runs through the Haag–Ruelle construction and belongs in Appendix A next to it. The consequence used in this book, that a field redefinition leaves scattering amplitudes unchanged, is stated with its mechanism in the text.
A local field is not an observable of the theory. Any local operator with non-vanishing overlap with a one-particle state may be used to compute that particle's scattering amplitudes, and the result is independent of the choice. Rests on Theorem 109.38.
This is assumed without comment wherever a field redefinition is made: in the counterterm rearrangements of Quantum Electrodynamics and Renormalization, where \(\phi\to Z^{1/2}\phi\) is treated as harmless; in the scattering formalism of Scattering Theory; and in Corollary 106.49, whose statement that lattice practitioners may create a proton with any convenient operator is Theorem 109.38 in another dress. The independence is not a convenience: it is the reason the \(S\) matrix is well defined at all, since the fields themselves are not measurable and only the asymptotic particle states are.
Theorems from the axioms
The $PCT$ theorem
Discrete Symmetries and CPT proves the \(PCT\) theorem at the level of a Lagrangian, by counting Lorentz indices, and records the measurements that test it. That proof assumes a Lagrangian, a field content and a perturbative expansion, and the theorem assumes none of them. This subsection supplies the theorem proper.
A family of Wightman functions of a Hermitian scalar field satisfies the \(PCT\) condition if for every \(n\)
For fields carrying Lorentz indices the right-hand side is multiplied by \((-1)^{J}\), \(J\) being the total number of undotted spinor indices plus the number of vector indices — the same index count that Lemma 105.35 performs on a Lagrangian monomial.
The theory satisfies weak local commutativity (WLC) if for every \(n\) and every Jost point of the difference variables
again with \((-1)^{J}\) for indexed fields.
WLC is strictly weaker than Axiom 109.14: locality lets any two spacelike-separated arguments be exchanged and hence implies Equation (109.26) by repeated transposition, while Equation (109.26) demands only that the total reversal be a symmetry, and only at totally spacelike configurations.
The decisive input is a fact about a group, and it can be verified by writing down a path.
\(L_{+}(\C)\) is connected and contains \(-\identity\), the total inversion \(x\mapsto-x\). By contrast, over the reals \(-\identity\) lies in the component \(L^{\downarrow}_{+}\) and is not connected to the identity. Rests on Definitions 39.5 and 109.27.
Derivation. Derives Lemma 109.42. Consider the one-parameter family, written in the block form \((x^{0},x^{1})\oplus(x^{2},x^{3})\),
The upper block is a boost with rapidity \(\chi=\ii\pi s\), since \(\cosh(\ii\pi s)=\cos(\pi s)\) and \(\sinh(\ii\pi s)=\ii\sin(\pi s)\); it is therefore symmetric, with both off-diagonal entries equal to \(\ii\sin(\pi s)\), as a boost matrix always is. The lower block is a rotation by \(\pi s\) in the \((x^{2},x^{3})\) plane. Each block separately preserves the corresponding part of \(\eta_{\mu\nu}=\diag(+1,-1,-1,-1)\) — the first because a boost does for any complex rapidity, the second because a rotation does — so \(\Lambda(s)\transpose\eta\Lambda(s)=\eta\) for every \(s\), and \(\det\Lambda(s)=1\) because each block has unit determinant: \(\cos^{2}(\pi s)-\left(\ii\sin(\pi s)\right)^{2} =\cos^{2}(\pi s)+\sin^{2}(\pi s)=1\) for the boost, and likewise for the rotation. Hence \(\Lambda(s)\in L_{+}(\C)\) throughout. At the endpoints
so the path is continuous, lies in \(L_{+}(\C)\), and joins the identity to the total inversion.
Over the reals the same construction is unavailable: a real boost has \(\cosh\chi\geq1\), so the \(00\) entry of a real proper orthochronous transformation never reaches \(-1\). Indeed \(-\identity\) has \(\Lambda^{0}{}_{0}=-1\), so it fails the condition \(\Lambda^{0}{}_{0}\geq1\) that Definition 39.5 imposes and lies on the non-orthochronous branch; \(\det(-\identity)=+1\) in four dimensions, so \(-\identity\in L^{\downarrow}_{+}\).
∎For a Hermitian scalar field the analytic Wightman function satisfies \(\mathcal{W}_{n}(-\zeta_{1},\ldots,-\zeta_{n-1}) =\mathcal{W}_{n}(\zeta_{1},\ldots,\zeta_{n-1})\) everywhere on the extended tube, and hence
at every Jost point. For a field carrying indices the right-hand side carries the factor \((-1)^{J}\). Rests on Theorem 109.28, Lemma 109.42 and Theorem 109.30.
Derivation. Derives Corollary 109.43. Apply Equation (109.23) with \(\Lambda=-\identity\), which lies in \(L_{+}(\C)\) by Lemma 109.42; the extended tube is \(L_{+}(\C)\)-invariant by Definition 109.27, so both sides are defined. Restricting to the real points, which are the Jost points by Theorem 109.30, gives Equation (109.28).
∎Equation (109.28) is not the \(PCT\) condition: it reverses the signs of the arguments but leaves their order alone, whereas Equation (109.25) reverses both. The content of Jost's theorem is exactly the difference between the two.
A Wightman theory satisfies the \(PCT\) condition Equation (109.25) if and only if it satisfies weak local commutativity Equation (109.26) [Jost:1957]. Rests on Definition 109.40, Definition 109.41 and Corollary 109.43.
Derivation. Derives Theorem 109.44. Take the scalar case; the index bookkeeping in the general case multiplies both statements by the same \((-1)^{J}\) and cancels.
(\(\Leftarrow\)) Assume WLC. At a Jost point, combine Equation (109.26) with Equation (109.28):
the first step being legitimate because the reversed configuration \((x_{n},\ldots,x_{1})\) is a Jost point whenever \((x_{1},\ldots,x_{n})\) is — the Jost condition of Definition 109.29 is invariant under reversal, since reversing the order replaces each difference \(\xi_{j}\) by \(-\xi_{n-j}\) and the defining condition is even. So Equation (109.25) holds on the open set of Jost points. Both sides of Equation (109.25) are boundary values of functions holomorphic on the extended tube, which is connected, and they agree on a real open subset of it; by the identity theorem for holomorphic functions of several variables they agree everywhere, so Equation (109.25) holds as an identity of distributions.
(\(\Rightarrow\)) Assume the \(PCT\) condition. Reading the same chain backwards, at a Jost point \(W_{n}(x_{1},\ldots,x_{n})=W_{n}(-x_{n},\ldots,-x_{1}) =W_{n}(x_{n},\ldots,x_{1})\), which is Equation (109.26).
∎Every theory satisfying the Wightman axioms satisfies the \(PCT\) condition. Rests on Axiom 109.14 and Theorem 109.44.
Derivation. Derives Corollary 109.45. At a Jost point all \(n\) arguments are mutually spacelike, so Axiom 109.14 permits an arbitrary permutation of the fields inside Equation (109.13), in particular the total reversal. That is WLC, and Theorem 109.44 applies.
∎The last step is to produce the operator.
In a theory satisfying the \(PCT\) condition there is an antiunitary operator \(\Theta\) on \(\mathcal{H}\) with
and \(\Theta^{2}=\identity\) for a Hermitian scalar field. In particular \(\comm{\Theta}{P^{0}}=0\), so \(PCT\) is an exact symmetry of the dynamics. Rests on Definition 109.40, Axiom 109.13 and Axiom 109.9.
Derivation. Derives Theorem 109.46. Define \(\Theta\) on the dense set of vectors \(\Psi=\phi(f_{1})\cdots\phi(f_{m})\ket{0}\) by
extended antilinearly. Two things must be checked: that this preserves inner products in the antilinear sense, and that it is therefore well defined.
Let \(\Phi=\phi(g_{1})\cdots\phi(g_{n})\ket{0}\). Then
after the substitutions \(x\to-x\), \(y\to-y\), whose Jacobian is \(+1\). Applying Equation (109.25) to the \((m+n)\)-point function turns its argument list into \((y_{n},\ldots,y_{1},x_{1},\ldots,x_{m})\), and the result is exactly
which is antiunitarity. Well-definedness follows: if a linear combination of the \(\Psi\) has zero norm, so does its image, because norms are preserved. A norm-preserving antilinear map on a dense domain extends to an antiunitary on \(\mathcal{H}\).
The relation \(\Theta\phi(f)\Theta^{-1}=\phi(\bar{f}^{-})\) is Equation (109.30) read on one factor, and \(\Theta\ket{0} =\ket{0}\) is the case \(m=0\). Applying Equation (109.30) twice returns \(f\), so \(\Theta^{2}=\identity\). Finally, from Equation (109.29) and Equation (109.11), \(\Theta U(a,\identity)\Theta^{-1}=U(-a,\identity)\); writing both sides with Equation (109.10) and using antilinearity of \(\Theta\), which conjugates the \(\ii\), gives \(\Theta P^{\mu}\Theta^{-1}=P^{\mu}\), so \(\Theta\) commutes with the energy.
∎The whole theorem rests on Lemma 109.42: the transformation that the complexified Lorentz group can reach is \(-\identity\) and nothing else. Space inversion \(\Lambda_{P}=\diag(1,-1,-1,-1)\) and time reversal \(\Lambda_{T}=\diag(-1,1,1,1)\) each have \(\det=-1\) and therefore lie outside \(L_{+}(\C)\) altogether — not in a different component of it, but not in it at all, since \(L_{+}(\C)\) is defined by \(\det\Lambda=+1\). No analytic continuation reaches them, and no sharpening of the hypotheses will produce a theorem asserting \(P\), \(T\) or \(CP\) invariance. That is not a limitation of the proof: \(P\), \(C\) and \(CP\) are all violated in Nature (Experiment: Parity Violation and Experiment: CP Violation), and a correct theorem cannot prove a false statement.
The observable consequences — equal masses, equal total lifetimes and opposite magnetic moments for a particle and its antiparticle — are derived from antiunitarity in Theorems 105.36, 105.37 and 105.38 and measured in Section 105.5.3, where the sharpest entries are the neutral kaon rest-energy comparison at the level of \(6\times10^{-19}\) of \(m_{K}c^{2}\) [Navas:2024] and the antihydrogen \(1S\)–\(2S\) frequency at \(2\times10^{-12}\). The point worth carrying back here is that these are tests of Axioms 109.10 and 109.14 and Axiom 109.13 directly, since Corollary 109.45 used nothing else. A confirmed violation would not be a new particle; it would mean that one of the three axioms is false, and with it every theorem of this chapter.
Spin and statistics
This is the standing debt of the book. The connection between spin and statistics is assumed in Identical Particles and Quantum Statistics, used to force the colour degree of freedom in Section 102.2, used again for the shell model of Nuclear Forces and Nuclear Structure, and proved in Canonical Quantization of Fields only for free fields of spin \(0\) and spin \(1/2\) (Theorem 99.46). Here it is proved from the axioms, for any spin, at \(3+1\).
Pauli's original argument [Pauli:1940] was that the wrong pairing is catastrophic: a half-integer-spin field quantized with commutators has an energy unbounded below, and an integer-spin field quantized with anticommutators loses microcausality. Those are the two computations carried out in Propositions 99.47 and 99.48 — the second showing that the anticommutator of the real scalar fails to vanish outside the light cone, and that the theory collapses besides, every even local polynomial in \(\phi\) becoming a \(c\)-number. The axiomatic statement, due to Lüders and Zumino [Lueders:1958] and to Burgoyne [Burgoyne:1958], is sharper and stranger: a Wightman field with the wrong connection does not merely misbehave, it vanishes.
Let \(\phi\) satisfy Axiom 109.9 to Axiom 109.15 except that Axiom 109.14 is imposed with the wrong bracket: the anticommutator \(\acomm{\phi(x)}{\phi^{\dagger}(y)}\) vanishes at spacelike separation for a field of integer spin, or the commutator \(\comm{\phi(x)}{\phi^{\dagger}(y)}\) vanishes at spacelike separation for a field of half-integer spin. Then \(\phi(f)=0\) for every test function \(f\). Rests on Theorem 109.28, Corollary 109.43 and Theorem 109.34.
Derivation, integer spin. Derives Theorem 109.49. Take \(\phi\) a complex scalar field and define the two two-point functions of the difference \(\xi=x-y\),
Note that in both the argument \(x\) stands on the left, so both are covered by Theorem 109.26 with the same tube: each is the boundary value of a function \(\mathcal{F}\), \(\mathcal{G}\) holomorphic on the forward tube \(\mathcal{T}_{1}\) and, by Theorem 109.28, on the extended tube \(\mathcal{T}'_{1}\).
Step 1: evenness. By Corollary 109.43 applied to each of \(\mathcal{F}\) and \(\mathcal{G}\) — these are two-point functions of a scalar field, so \(J=0\) —
Step 2: the wrong bracket at a Jost point. For \(\xi\) spacelike — which for \(n=2\) is exactly the Jost condition — the assumed anticommutation gives \(\phi(x)\phi^{\dagger}(y)=-\phi^{\dagger}(y)\phi(x)\), so
the middle equality because \(G\) was defined with its arguments in the order (dagger, no dagger) and here they appear at \(y\) and \(x\), i.e.\ with difference \(y-x=-\xi\).
Step 3: analytic propagation. \(\mathcal{F}+\mathcal{G}\) is holomorphic on the connected domain \(\mathcal{T}'_{1}\) and, by Step 2, vanishes on the open set of real Jost points contained in it (Theorem 109.30 and Proposition 109.31). A holomorphic function vanishing on a real open subset of its domain vanishes identically, so \(\mathcal{F}=-\mathcal{G}\) on all of \(\mathcal{T}'_{1}\), and taking boundary values from the same tube,
Step 4: positivity kills it. Smear Equation (109.35) with \(\overline{g(x)}\,g(y)\) for an arbitrary \(g\in\mathcal{S}(\R^{4})\). The left side gives \(\bra{0}\phi(\bar{g})\phi^{\dagger}(g)\ket{0} =\norm{\phi^{\dagger}(g)\ket{0}}^{2}\), since \(\phi(\bar{g})=\left(\phi^{\dagger}(g)\right)^{\dagger}\); the right side gives \(-\bra{0}\phi^{\dagger}(\bar{g})\phi(g)\ket{0} =-\norm{\phi(g)\ket{0}}^{2}\). Hence
a sum of two non-negative numbers, so both vanish: \(\phi(g)\ket{0}=0\) for every \(g\).
Step 5: from the vacuum to the operator. Take \(g\) supported in a bounded open region, whose spacelike complement is non-empty. By Theorem 109.34(ii) the vacuum is separating for that region, so \(\phi(g)=0\). Such \(g\) are dense in \(\mathcal{S}\), and \(\phi\) is continuous in \(g\) by Axiom 109.12, so \(\phi=0\).
∎Derivation, half-integer spin. Derives Theorem 109.49. The only change is in Step 1. A field in the \((A,B)\) representation of \(\SL(2,\C)\) carries \(2A\) undotted and \(2B\) dotted spinor indices, and Theorem 109.28 for such a field multiplies the right-hand side of Equation (109.23) by the analytic continuation of \(S(\Lambda)\). Along the path Equation (109.27) that continuation returns, at \(s=1\), the factor \((-1)^{2A+2B}=(-1)^{2s_{\phi}}\) on the two-point function, where \(s_{\phi}\) is the spin. For half-integer spin this is \(-1\), so Equation (109.33) becomes \(\mathcal{G}(-\zeta)=-\mathcal{G}(\zeta)\). The assumed commutator at spacelike separation gives, in place of Equation (109.34), \(F(\xi)=+G(-\xi)=-G(\xi)\) — the same relation as before. Steps 3 to 5 are unchanged, and again \(\phi=0\).
∎A non-trivial Wightman field of integer spin commutes at spacelike separation and a non-trivial Wightman field of half-integer spin anticommutes there. Consequently the states of identical integer-spin quanta are symmetric under exchange and those of identical half-integer-spin quanta are antisymmetric. Rests on Theorem 109.49.
Derivation. Derives Corollary 109.50. The first sentence is the contrapositive of Theorem 109.49. For the second, let \(a^{\dagger}\) denote the creation part of the field in the sense of Section 109.3.4; the exchange symmetry of a two-quantum state \(a^{\dagger}(f)a^{\dagger}(g)\ket{0}\) is the sign in the bracket relating \(a^{\dagger}(f)\) and \(a^{\dagger}(g)\), which is inherited from the field's spacelike bracket by the asymptotic construction. That is the symmetrization postulate assumed at Section 83.1.4, which is a postulate there because none of the hypotheses used here — Lorentz covariance, positivity of the energy, locality — is available in nonrelativistic quantum mechanics.
∎The analytic continuation of the finite-dimensional representation matrix \(S({[}\Lambda{]})\) along the path joining the identity to the total inversion in the complex Lorentz group, which is what supplies the factor \((-1)^{2s}\) used in the half-integer case. The path itself and the scalar case are derived in full in the text; the index bookkeeping for arbitrary spin follows Burgoyne and belongs in Appendix A with the Bargmann–Hall–Wightman theorem it rests on.
Four points, because this theorem is quoted loosely more often than any other in the subject.
It is a statement about which hypotheses are compatible. Nothing forbids constructing anticommuting scalars; the Faddeev–Popov ghosts of Quantum Chromodynamics and Path-Integral Quantization are exactly that. They evade Theorem 109.49 by failing its hypotheses — they are not observables, they carry indefinite metric, and Axiom 109.9 with its positive-definite Hilbert space does not hold in the enlarged space where they live. The same qualification appears in Remark 99.49.
It is a \(3+1\) theorem. Lemma 109.42 used four dimensions twice: the boost–rotation pairing needs two commuting planes, and \(\det(-\identity)=+1\) needs an even dimension. In \(2+1\) dimensions neither holds, and the conclusion is false — anyons exist. This treatise does not treat \(2+1\) physics (editorial rule on dimensions), and the observation is recorded only because it shows the theorem is not a formal triviality.
It needs a positive-definite metric. Step 4 is the whole proof, and it is nothing but the non-negativity of a norm. Every known counterexample is a theory in which that fails.
The consequences are measured. The exclusion principle is bounded directly: the Ramberg–Snow experiment and its successors limit the probability of a Pauli-violating atomic transition to below \(1.7\times 10^{-26}\) (Section 99.7.2). That a statement about complex Lorentz transformations underwrites the periodic table, the chemistry of Atoms and Molecules and the degeneracy pressure of Compact Stars and Relativistic Astrophysics is one of the stranger facts in physics, and it is not a coincidence: both follow from locality and positivity of the energy.
The Källén–Lehmann representation
Every renormalized propagator in Quantum Electrodynamics and Renormalization and Path-Integral Quantization rests on a decomposition of the exact two-point function that is usually quoted and rarely derived. It follows from the axioms in half a page, is exact rather than perturbative, and its positivity is again nothing but the positivity of the Hilbert-space metric.
The spectral variable \(s\) is a squared momentum, of dimension \(\mathrm{kg}^{2}\,\mathrm{m}^{2}/\mathrm{s}^{2}\), matching the mass-shell condition \(p^{2}=m^{2}c^{2}\) of Equation (100.1). States of sharp four-momentum are labelled by the wave vector \(\vect{k}=\vect{p}/\hbar\) and normalized covariantly,
so that the resolution of the identity on the sector \(\lambda\) is \(\int\dd^{3}k\,c\,\ketbra{\lambda_{\vect{k}}}{\lambda_{\vect{k}}} /\left[(2\pi)^{3}2\omega_{\vect{k}}\right]\), in which the measure \(\dd^{3}k\,c/(2\omega_{\vect{k}})\) is Lorentz invariant.
For a squared momentum \(s\geq0\),
which is Equation (109.1) for a free field with \(s=m^{2}c^{2}\) and carries \([\phi]^{2}=\mathrm{J}/\mathrm{m}\).
Let \(\phi\) be a Hermitian scalar Wightman field with \(\bra{0}\phi(x)\ket{0}=0\). Then there is a positive measure \(\rho(s)\dd s\) on \([0,\infty)\), of dimension \(\mathrm{s}^{2}/\mathrm{kg}^{2}/\mathrm{m}^{2}\), such that
If in addition \(\phi\) obeys the canonical equal-time commutation relation with \(\pi=c^{-2}\pp_{t}\phi\), then
Rests on Axiom 109.10, Axiom 109.13 and Definition 109.53.
Derivation. Derives Theorem 109.54. Insert a complete set of states between the fields. By Axiom 109.10 every state has four-momentum in \(\overline{V}^{+}\); group the states by their sector label \(\lambda\) and their invariant mass \(m_{\lambda}\), and use Notation 109.52. The vacuum contributes \(\abs{\bra{0}\phi(0)\ket{0}}^{2}=0\) by hypothesis, so
Translation covariance, Equation (109.10) with \(\phi(x)=U(x)\phi(0)U(x)^{-1}\) and \(P^{\mu}\ket{0}=0\), gives \(\bra{0}\phi(x)\ket{\lambda_{\vect{k}}} =\ee^{-\ii k\cdot x}\bra{0}\phi(0)\ket{\lambda_{\vect{k}}}\), so the \(x\) and \(y\) dependence collapses to \(\ee^{-\ii k\cdot(x-y)}\) and the matrix elements enter only through \(\abs{\bra{0}\phi(0)\ket{\lambda_{\vect{k}}}}^{2}\).
Lorentz covariance, Equation (109.11), says that this modulus squared is invariant: acting with \(U(\Lambda)\) on both sides sends \(\ket{\lambda_{\vect{k}}}\) to a state of the same sector with boosted wave vector, and Equation (109.37) is constructed to be invariant, so \(\abs{\bra{0}\phi(0)\ket{\lambda_{\vect{k}}}}^{2}\) depends on \(\vect{k}\) only through the invariant \(\hbar^{2}k\cdot k=m_{\lambda}^{2}c^{2}\) — that is, not at all within a sector. Call it \(c_{\lambda}\).
Now insert \(1=\int_{0}^{\infty}\dd s\,\delta(s-m_{\lambda}^{2}c^{2})\) and define
whose positivity is manifest, each \(c_{\lambda}\) being a squared modulus. Exchanging the order of the \(s\) and \(\vect{k}\) integrations and comparing with Equation (109.38) gives Equation (109.39). The prefactor is the ratio of the two measures, not of the two prefactors: Equation (109.41) carries \(\dd^{3}k\,c/\left[(2\pi)^{3}2\omega_{\vect{k}}\right]\) while Equation (109.38) carries \(\hbar c^{2}\,\dd^{3}k/\left[(2\pi)^{3}2\omega_{\vect{k}}\right]\), and \(c/(\hbar c^{2})=1/(\hbar c)\). The extra power of \(c\) is supplied by the Lorentz-invariant state measure of Notation 109.52, and it is what makes the bookkeeping close: that normalization gives \(\ket{\lambda_{\vect{k}}}\) the dimension \(\mathrm{m}\), so \(c_{\lambda}=\abs{\bra{0}\phi(0)\ket{\lambda_{\vect{k}}}}^{2}\) carries \(\mathrm{J}\,\mathrm{m}=[\hbar c]\), the quotient \(c_{\lambda}/(\hbar c)\) is a pure number, and \(\rho\) inherits the dimension \(\mathrm{s}^{2}/\mathrm{kg}^{2}/\mathrm{m}^{2}\) of the delta function alone — that is, \(1/[s]\), so that Equation (109.40) is a statement between pure numbers. For a free field of mass \(m\) the single sector has \(c_{\lambda}=\hbar c\) and \(\rho(s)=\delta(s-m^{2}c^{2})\), as it must.
For the sum rule, subtract Equation (109.39) from its \(x\leftrightarrow y\) transpose:
with \(\Delta\) the Pauli–Jordan function of Equation (105.101) for squared momentum \(s\). Now \(\Delta(\xi;s)\) vanishes at equal times and
which is independent of \(s\): differentiating Equation (105.101) brings down \(\mp\ii\omega_{\vect{k}}\) from the two exponentials, which cancels the \(1/(2\omega_{\vect{k}})\) and leaves \(-\int\dd^{3}k\,\ee^{\ii\vect{k}\cdot(\vect{x}-\vect{y})} /(2\pi)^{3}\) regardless of the mass. Therefore
using \(\pp_{t_{y}}=-\pp_{t_{x}}\) on a function of \(x-y\). Comparing with the canonical commutator \(\comm{\phi}{\pi}=\ii\hbar\,\delta^{3}\identity\) gives Equation (109.40).
∎Suppose the spectrum contains an isolated one-particle state of mass \(m\), so that \(\rho(s)=Z\,\delta(s-m^{2}c^{2})+\sigma(s)\) with \(\sigma\geq0\) supported on \(s\geq s_{\text{thr}}>m^{2}c^{2}\). Then
with \(Z=1\) if and only if \(\sigma\equiv0\), that is if and only if the field creates nothing but the one-particle state. Rests on Equation (109.40).
Derivation. Derives Corollary 109.55. Substitute the decomposition into Equation (109.40). Both \(Z\) and \(\int\sigma\) are non-negative because \(\rho\) is, and they sum to one, which gives Equation (109.45). For the equality case, \(Z=1\) forces \(\int\sigma=0\), and a non-negative measure of vanishing total mass is the zero measure, so \(\sigma\equiv0\); conversely \(\sigma\equiv0\) gives \(Z=1\) by the same sum rule.
∎It is tempting to end the corollary with “— a free field”, and the conclusion is true, but it is a further theorem and not a restatement. What \(\sigma\equiv0\) says is that the two-point function of \(\phi\) coincides with that of a free field of mass \(m\); that all the higher Wightman functions are then the free ones as well, so that \(\phi\) itself satisfies the Klein–Gordon equation \(\left(\Box+m^{2}c^{2}/\hbar^{2}\right)\phi=0\) and is a free field, is the Jost–Schroer theorem [Jost:1965] [Streater:1964]. It is proved from analyticity, not from the sum rule.
The Jost–Schroer theorem: a Wightman field whose two-point function is that of a free field of mass \(m\) is a free field. The argument runs through the analyticity of the truncated Wightman functions in the extended tube and the vanishing of the truncated two-point function's support off the mass shell; it belongs in Appendix A beside the other analyticity results of this chapter.
This is the structural fact Remark 100.38 appeals to, in the case this chapter can prove it: a Hermitian scalar field, with the sum rule coming from the canonical equal-time commutator. The residue of the exact propagator at its pole is \(Z\); the deficit \(1-Z\) is the probability weight the interacting field puts on multiparticle states; and the inequality \(Z\leq1\) is not a perturbative estimate but a consequence of the axioms. What Remark 100.38 owes is the fermion case — the same representation for the exact electron two-point function, with the sum rule taken instead from the canonical equal-time anticommutator, bounding \(Z_{2}\) rather than \(Z\). That derivation is not carried out here, and the pending entry standing beside Remark 100.38 remains live; nor would Corollary 109.55 transfer to it unchanged, for the reason given in Remark 109.57 below. In momentum space the same content reads as Equation (106.61), whose Feynman-ordered form follows from Equation (109.39) by the standard contour prescription; the branch point at \(s=s_{\text{thr}}\) visible there is the threshold of Corollary 109.55, and for a self-interacting scalar of mass \(m\) it sits at \((2mc)^{2}\).
Nothing in the derivation expanded in a coupling. Only three ingredients were used: completeness of the states, the spectrum condition Axiom 109.10, and Lorentz covariance Axiom 109.13. The result is therefore a constraint on any theory satisfying the axioms, and it is why \(Z\leq1\) can be quoted against a perturbative calculation that appears to violate it: such a calculation has an error, or the scheme in which it is performed is not one in which \(Z\) is the residue of a physical pole. The corresponding statement for the electron propagator, where the one-particle “pole” is not isolated because a charged state is accompanied by arbitrarily soft photons, is the infraparticle difficulty of Remark 109.18 and Section 100.6: there \(Z_{2}\) is infrared divergent and Corollary 109.55 does not apply, because its hypothesis fails.
Asymptotic states and LSZ
Nothing so far mentions particles. The axioms describe fields and states; a particle is an extra structure, and the theorem that produces it from the axioms is the Haag–Ruelle construction.
The theory has a one-particle state of mass \(m\) if the joint spectrum of \(P^{\mu}\) contains an isolated hyperboloid \(p^{2}=m^{2}c^{2}\), \(p^{0}>0\), separated from the rest of the spectrum by a gap: the continuum begins at \(s_{\text{thr}}>m^{2}c^{2}\).
Let a Wightman theory have an isolated mass shell of mass \(m\) and let \(\phi\) have non-vanishing overlap with it, \(\bra{0}\phi(0)\ket{p}\neq0\). Choose \(f\) with \(\tilde{f}\) supported in a neighbourhood of that shell meeting no other part of the spectrum, and set
with \(f\) a positive-frequency solution of the Klein–Gordon equation of mass \(m\). The prefactor \(\ii/(\hbar c^{2})\) is the one that makes \(\comm{B_{f}}{B_{g}^{\dagger}}\) the Klein–Gordon inner product of the two packets and a pure number, since the equal-time commutator is \(\comm{\phi}{\pp_{t}\phi}=\ii\hbar c^{2}\delta^{3}\); \(f\) is normalized accordingly. Then the limits
exist in norm, are independent of the interpolating field within its Borchers class, and span Fock spaces of free particles of mass \(m\) on which the Poincaré group acts as it does on free states. Rests on Definition 109.58 and Equation (109.19).
Status and mechanism. Derives Theorem 109.59. The mechanism is a competition of rates. A single \(B_{f}(t)\) applied to the vacuum is \(t\)-independent: its one-particle component is exact, because \(\tilde{f}\) meets only the one-particle shell and Equation (109.46) is the Klein–Gordon inner product, which is conserved. For a product of \(n\) such operators the \(t\)-dependence comes from the overlap of the wave packets, and cluster decomposition Equation (109.19) makes connected contributions fall off faster than \(t^{-3/2}\) per pair while the number of pairs is fixed; the Cauchy criterion then gives norm convergence. What must be supplied is the quantitative decay estimate, which uses the mass gap of Definition 109.58 and stationary phase.
∎The Haag–Ruelle convergence estimate: that the vectors of the displayed limit form a Cauchy family, with the rate supplied by cluster decomposition together with the stationary-phase decay of a wave packet built on an isolated mass shell. The construction and its mechanism are given in the text; the estimate is a page of analysis and belongs in Appendix A.
Under the hypotheses of Theorem 109.59, the \(S\)-matrix elements between the states Equation (109.47) are the residues of the time-ordered Wightman functions at their one-particle poles, in the form Equation (106.62) [Lehmann:1955]. Rests on Theorem 109.59, Theorem 109.54 and Corollary 109.55.
Derivation. Derives Theorem 109.60. The pole structure is Theorem 109.54: a leg carrying momentum \(p\) has, by Corollary 109.55, an isolated pole of residue proportional to \(Z\) at \(p^{2}=m^{2}c^{2}\) and a branch cut starting at \(s_{\text{thr}}\), and multiplying by \((p^{2}-m^{2}c^{2})\) before taking the limit isolates the first and discards the second. The identification of what survives with a matrix element between Haag–Ruelle states is Theorem 109.59. The algebra is carried out in Theorem 106.48; what this chapter adds is that its two ingredients — the analytic structure of the two-point function and the existence of asymptotic states — are theorems of the axioms rather than assumptions of the path integral.
∎Asymptotic completeness is an assumption. The Haag–Ruelle states span a subspace of \(\mathcal{H}\); that they span all of it is an additional hypothesis. It is what allows the \(S\) matrix to be unitary, and hence what underwrites the optical theorem and every cross-section normalization of Scattering Theory. It has never been proved in an interacting four-dimensional model, and it is false in some soluble lower-dimensional ones.
Massless particles break the construction. The gap in Definition 109.58 is used essentially, and for a massless particle there is no gap: the one-particle shell touches the two-particle continuum at the origin. This is not a technicality. In quantum electrodynamics a charged particle is always accompanied by an indefinite number of soft photons and is not an eigenvector of the mass operator at all — an infraparticle, in the analysis of Buchholz and Fredenhagen [Buchholz:1982], whose superselection structure is that of Section 109.4.2 rather than that of a Wigner particle. The infrared divergences cancelled by hand in Section 100.6 are the perturbative shadow of this.
Confined fields have no shell at all. The quark and gluon fields of Quantum Chromodynamics have no isolated one-particle hyperboloid in the physical spectrum, so Theorem 109.59 does not apply to them. This is a precise statement of what confinement would mean in this language, and the reason Section 102.7.3 must argue from evidence rather than from theorem.
Algebraic quantum field theory
Haag–Kastler nets
Corollary 109.39 showed that the field is a convention. The algebraic formulation takes that seriously and drops the field from the list of primitive objects, keeping only what is measurable.
A Haag–Kastler net assigns to every bounded open region \(\mathcal{O}\subset\R^{4}\) a von Neumann algebra \(\mathcal{A}(\mathcal{O})\) of bounded operators on a Hilbert space, subject to
-
isotony: \(\mathcal{O}_{1}\subset\mathcal{O}_{2}\) implies \(\mathcal{A}(\mathcal{O}_{1}) \subset\mathcal{A}(\mathcal{O}_{2})\);
-
locality: if \(\mathcal{O}_{1}\) and \(\mathcal{O}_{2}\) are spacelike separated, every element of \(\mathcal{A}(\mathcal{O}_{1})\) commutes with every element of \(\mathcal{A}(\mathcal{O}_{2})\);
-
covariance: there is a unitary representation \(U(a,\Lambda)\) with \(U(a,\Lambda)\mathcal{A}(\mathcal{O})U(a,\Lambda)^{-1} =\mathcal{A}(\Lambda\mathcal{O}+a)\), with spectrum in \(\overline{V}^{+}\) and an invariant vacuum.
The quasilocal algebra \(\mathfrak{A}\) is the norm closure of \(\bigcup_{\mathcal{O}}\mathcal{A}(\mathcal{O})\), an inductive limit directed by isotony, and is a \(C^{*}\)-algebra [Haag:1964].
A Wightman field is unbounded and its domain problems are real (Remark 109.3); the algebraic formulation avoids them by taking as generators bounded functions of the smeared fields, for example the unitaries \(\exp\left(\ii\phi(f)/[\phi]\right)\) with the exponent made dimensionless by the field's own normalization. All elements of \(\mathfrak{A}\) are therefore dimensionless bounded operators, and every dimensioned quantity of this chapter — the \(\mathrm{J}/\mathrm{m}\) of \([\phi]^{2}\), the \(\mathrm{kg}\,\mathrm{m}/\mathrm{s}\) of \(P^{\mu}\), the \(\hbar\) in Equation (109.10) — enters only through the particular fields chosen to generate the net and through the representation of the translations. That is not a loss: it is the statement that the physical content is in the net and its symmetry, not in the units of whatever field was used to write it down.
The physical argument for the shift is short. A measurement occupies a bounded region of spacetime, so what it can determine is an element of \(\mathcal{A}(\mathcal{O})\) for that region; the field is not such an element, it is merely a convenient set of generators, and by Theorem 109.38 a whole class of fields generates the same net. Everything physical — the particle content, the statistics, the charges, the \(S\) matrix — must therefore be recoverable from the net alone. Section 109.4.2 shows that it is.
The Wightman axioms of Section 109.2.1 cannot be transplanted to a curved spacetime, because a generic solution of the Einstein equations (The Einstein Field Equations) has no Poincaré group, no preferred vacuum and no global momentum operator, so Axioms 109.9, 109.10 and 109.11 all fail to parse. Definition 109.62 survives, because isotony and locality are statements about regions and their causal relations, which a Lorentzian manifold still has. The replacement of covariance is local covariance: the assignment of an algebra to a region must be functorial under isometric embeddings of one spacetime into another, so that the same physics holds in every small enough neighbourhood [Hollands:2001]. This is how a quantum field on a curved background is formulated when it is formulated carefully — including the Hawking process [Hawking:1975], the prediction that a black hole radiates thermally. That prediction shares the status recorded in Remark 109.75 for the acceleration temperature, and for the same arithmetic reason: it has never been observed, no astrophysical black hole is anywhere near hot enough against the microwave background, and the laboratory work on it measures analogue systems obeying the same equations rather than the physical claim. It is named here for completeness; no theorem of this chapter uses it, and nothing in this book rests on it.
States, GNS and superselection
Once the observables are an abstract algebra, a state is not a vector but a rule assigning expectations to observables — Segal's formulation of quantum mechanics [Segal:1947] — and the Hilbert space is something one constructs from it.
A state on a \(C^{*}\)-algebra \(\mathfrak{A}\) with unit is a linear functional \(\omega:\mathfrak{A}\to\C\) with \(\omega(A^{*}A)\geq0\) for all \(A\) and \(\omega(\identity)=1\).
For every state \(\omega\) on a \(C^{*}\)-algebra \(\mathfrak{A}\) there is a Hilbert space \(\mathcal{H}_{\omega}\), a representation \(\pi_{\omega}\) of \(\mathfrak{A}\) by bounded operators on it, and a unit vector \(\ket{\omega}\in\mathcal{H}_{\omega}\), cyclic for \(\pi_{\omega}(\mathfrak{A})\), such that
The triple is unique up to unitary equivalence [Gelfand:1943] [Segal:1947]. Rests on Definition 109.65.
Derivation. Derives Theorem 109.66. Put \(\gen{A,B}_{\omega}:=\omega(A^{*}B)\) on \(\mathfrak{A}\) regarded as a vector space. This is sesquilinear and non-negative, hence satisfies Cauchy–Schwarz, \(\abs{\omega(A^{*}B)}^{2}\leq\omega(A^{*}A)\,\omega(B^{*}B)\).
Let \(\mathfrak{N}:=\set{A:\omega(A^{*}A)=0}\). By Cauchy–Schwarz, \(A\in\mathfrak{N}\) implies \(\omega(B^{*}A)=0\) for all \(B\), so \(\mathfrak{N}\) is a subspace; and for \(A\in\mathfrak{N}\), \(\omega\!\left((BA)^{*}(BA)\right)=\omega(A^{*}B^{*}BA)\leq \norm{B^{*}B}\,\omega(A^{*}A)=0\) using the \(C^{*}\) inequality \(A^{*}CA\leq\norm{C}A^{*}A\) for \(C\geq0\). So \(\mathfrak{N}\) is a left ideal.
Let \(\mathcal{H}_{\omega}\) be the completion of \(\mathfrak{A}/\mathfrak{N}\) in the induced — now definite — inner product, write \([A]\) for the class of \(A\), and set \(\pi_{\omega}(B)[A]:=[BA]\), well defined because \(\mathfrak{N}\) is a left ideal and bounded because \(\norm{[BA]}^{2}=\omega(A^{*}B^{*}BA)\leq\norm{B}^{2}\norm{[A]}^{2}\). That \(\pi_{\omega}\) is a \(*\)-homomorphism is immediate from the definitions. Take \(\ket{\omega}:=[\identity]\): then \(\bra{\omega}\pi_{\omega}(A)\ket{\omega}=\omega(\identity^{*}A\identity) =\omega(A)\), which is Equation (109.48), and cyclicity holds because \(\pi_{\omega}(\mathfrak{A})\ket{\omega}=\mathfrak{A}/\mathfrak{N}\) is dense by construction. Uniqueness: two such triples are intertwined by \(\pi_{\omega}(A)\ket{\omega}\mapsto\pi'_{\omega}(A)\ket{\omega}'\), which preserves inner products by Equation (109.48) and is densely defined by cyclicity.
∎Theorem 109.66 and Theorem 109.21 are the same construction. In the Wightman case the algebra is the Borchers tensor algebra Equation (109.17), the state is the collection of Wightman functions, and property (v) of Proposition 109.20 is \(\omega(A^{*}A)\geq0\). This is why a positivity condition is the one axiom that cannot be relaxed in either formulation, and why it appears a third time as reflection positivity in Section 109.5.1. In the commutative case the same piece of mathematics is the classical moment problem — reconstructing a measure from its moments, the condition being positivity of the Hankel form built from them. That problem is not treated anywhere in this book, and is recorded here only to name the mathematics the reconstruction theorem generalizes.
Two states on \(\mathfrak{A}\) lie in the same superselection sector if their GNS representations are unitarily equivalent. Inequivalent representations describe states between which no observable has a matrix element, so no coherent superposition of them is preparable.
Let the sectors of a net satisfying Definition 109.62 be restricted to those that look like the vacuum sector when observed outside any bounded region — the localizable charges. Then the set of such sectors carries the structure of the representation category of a unique compact group \(G\), the global gauge group; each sector is labelled by an irreducible representation of \(G\); a permutation statistics is attached to each sector, and in \(3+1\) dimensions it is necessarily Bose or Fermi with a definite integer order (para-statistics of order \(d\), reducible to ordinary statistics of \(d\)-component fields); and a field algebra generating the sectors from the vacuum exists, on which \(G\) acts with the observables as its fixed points [Doplicher:1971] [Doplicher:1974]. Rests on Definitions 109.62 and 109.68.
It is the strongest structural result in the subject. The input is a net of local observables and nothing else: no fields, no gauge group, no charges, no statistics. The output contains all four. That the internal symmetry group of a theory is compact, that charges are labelled by its irreducible representations, that the exchange statistics is Bose or Fermi and not something else, and that a field algebra exists at all are derived, not postulated — whereas in Electroweak Unification and the Higgs Boson the gauge group is chosen to fit the data and the fields are chosen to carry it. The result is a theorem about the framework and carries no prediction that distinguishes one Standard Model from another; it says that the shape of the Standard Model is the only shape a local theory can have.
Two honest limitations. The analysis assumes charges localizable in a bounded region, which excludes the electric charge itself — Gauss's law makes it measurable at infinity, and charged states in quantum electrodynamics are the infraparticles of Remark 109.61. And the conclusion about Bose or Fermi statistics uses \(3+1\) dimensions, through the connectedness of the spacelike complement of a bounded region; the same conclusion fails in lower dimension, which is the algebraic counterpart of the dimensional caveat in Remark 109.51.
The Doplicher–Haag–Roberts reconstruction: that localizable superselection sectors of a local net form the representation category of a compact group, with Bose or Fermi statistics forced in \({[}3+1{]}\) dimensions, and that a field algebra carrying that group exists. The statement, its inputs and its two limitations are given in the text; the proof is long and belongs in Appendix A.
Modular theory
The Reeh–Schlieder theorem, Theorem 109.34, says the vacuum is cyclic and separating for a local algebra. That is exactly the hypothesis of a theorem of operator algebras which then hands back a canonical dynamics that nobody put in.
Let \(\mathcal{M}\) be a von Neumann algebra with a cyclic and separating vector \(\ket{\Psi}\). Define \(S\) on the dense set \(\mathcal{M}\ket{\Psi}\) by \(S\,A\ket{\Psi}:=A^{*}\ket{\Psi}\), and let \(S=J\Delta^{1/2}\) be its polar decomposition, with \(J\) antiunitary and \(\Delta>0\) self-adjoint. Then
where \(\mathcal{M}'\) is the commutant [Takesaki:1970]. Rests on Theorem 109.34.
The one-parameter group \(\sigma_{\tau}(A)=\Delta^{\ii\tau}A \Delta^{-\ii\tau}\) is the modular automorphism group: an intrinsic time evolution of the algebra, determined by the algebra and the state alone. In general it has no geometric meaning. For one class of regions it does, and the fact is remarkable.
Let \(\mathcal{A}(W)\) be the algebra of the right wedge \(W=\set{x:x^{1}>\abs{x^{0}}}\) in a Wightman theory, and \(\ket{0}\) the vacuum. Then the modular group of \((\mathcal{A}(W),\ket{0})\) is the one-parameter group of Lorentz boosts preserving \(W\),
\(\Lambda_{W}(\eta)\) being the boost of rapidity \(\eta\) in the \((x^{0},x^{1})\) plane; and the modular conjugation is \(J=\Theta\,U(R_{1}(\pi))\), the \(PCT\) operator of Theorem 109.46 composed with a rotation by \(\pi\) about the \(x^{1}\) axis [Bisognano:1975] [Bisognano:1976]. Rests on Theorems 109.46 and 109.72.
Restricted to \(\mathcal{A}(W)\), the vacuum satisfies the KMS condition with respect to the boost flow at inverse temperature \(2\pi\) in the rapidity. Consequently, for an observer moving on a worldline of constant proper acceleration \(a\) inside \(W\), whose proper time \(\tau_{p}\) and rapidity are related by \(\eta=a\tau_{p}/c\), the vacuum is a thermal state at
Rests on Theorem 109.73, Theorem 109.72 and Proposition 40.3.
Derivation. Derives Proposition 109.74. The KMS condition characterizing a thermal state at temperature \(T\) with respect to a time evolution \(\alpha_{t}\) is that \(t\mapsto\omega\!\left(A\,\alpha_{t}(B)\right)\) extends analytically to the strip \(0<\im t<\hbar/(k_{B}T)\) with \(\omega\!\left(A\,\alpha_{t+\ii\hbar/k_{B}T}(B)\right) =\omega\!\left(\alpha_{t}(B)\,A\right)\); equivalently the correlation functions are periodic in imaginary time with period \(\hbar/(k_{B}T)\). Tomita–Takesaki delivers exactly this for \(\sigma_{\tau}\) with period \(1\) in \(\tau\), which is a general property of the modular group; by Equation (109.50) the flow is the boost with rapidity \(\eta=-2\pi\tau\), so the vacuum correlation functions are periodic in imaginary rapidity with period \(2\pi\).
Now convert to the proper time of the accelerated observer. A worldline of constant proper acceleration \(a\) in \(W\) is an orbit of the boost, and the relation \(\eta=a\tau_{p}/c\) is not quoted from elsewhere but follows in two lines. Parametrize the orbit by the boost rapidity \(\eta\) of Definition 38.21, so that the four-velocity of Definition 40.2 is
which has \(u^{2}=c^{2}\) as Proposition 40.3 requires. The four-acceleration is then \(a^{\mu}=\dd u^{\mu}/\dd\tau_{p} =c\left(\sinh\eta,\cosh\eta,0,0\right)\dd\eta/\dd\tau_{p}\), whose invariant square is \(a^{\mu}a_{\mu}=-c^{2}\left(\dd\eta/\dd\tau_{p}\right)^{2}\). The proper acceleration is the magnitude of this spacelike vector, \(a=\sqrt{-a^{\mu}a_{\mu}}=c\,\dd\eta/\dd\tau_{p}\), so \(a\) constant integrates to \(\eta=a\tau_{p}/c\), and \(c/a\) is the length scale of the resulting hyperbola. Periodicity in imaginary \(\eta\) with period \(2\pi\) is therefore periodicity in imaginary \(\tau_{p}\) with period \(2\pi c/a\), and equating this to \(\hbar/(k_{B}T)\) gives Equation (109.51). Dimensional check: \(\hbar a\) has \(\mathrm{J}\,\mathrm{s}\times \mathrm{m}/\mathrm{s}^{2}=\mathrm{J}\,\mathrm{m}/\mathrm{s}\), and dividing by \(c\) leaves \(\mathrm{J}\), so \(\hbar a/(2\pi c k_{B})\) is a temperature.
∎Equation (109.51) is the Unruh temperature [Unruh:1976], and it has never been observed. The reason is arithmetic: an acceleration of \(g=9.80665\,\mathrm{m}/\mathrm{s}^{2}\) gives \(T=3.98\times 10^{-20}\,\mathrm{K}\), and reaching \(T=1\,\mathrm{K}\) requires \(a=2.47\times 10^{20}\,\mathrm{m}/\mathrm{s}^{2}\). No apparatus accelerates a detector at that rate for long enough to thermalize it.
Two things follow, and neither is a hedge. First, this chapter's theorems — Theorems 109.72 and 109.73 — are mathematics and stand independently of whether the temperature is ever measured; what is unobserved is a physical consequence, not the structure. Second, proposals to see an analogue of the effect in condensed-matter or optical systems [Unruh:1981] measure an analogue: a laboratory system engineered to obey the same equations, whose agreement confirms the mathematics and not the physical claim about the quantum vacuum. Under the evidence rule of this treatise the distinction is not a technicality, and the entry stands as: theorem established, prediction untested.
The operator \(\Delta\) is the field-theoretic analogue of a reduced density matrix: for a finite quantum system with a bipartition, \(\Delta=\rho_{L}\otimes\rho_{R}^{-1}\) and the modular flow is \(\rho^{\ii\tau}\cdot\rho^{-\ii\tau}\). The reason field theory needs the modular operator rather than the density matrix is that \(\mathcal{A}(\mathcal{O})\) is a von Neumann algebra of type III, in which no trace exists and no density matrix can be written — which is the structural reason the entanglement entropy of a region diverges, and the sense in which the divergence flagged in Entanglement and Bell Tests is not an artefact of a cutoff but a property of the algebra. Theorem 109.34 is what makes \(\ket{0}\) cyclic and separating and hence makes all of this available; the two theorems are the same fact told twice.
Modular theory: the Tomita–Takesaki theorem, that the polar decomposition of the Tomita operator yields a modular automorphism group preserving the algebra and a conjugation exchanging it with its commutant; and the Bisognano–Wichmann identification of that group, for a wedge in a Wightman theory, with the boosts preserving the wedge. Both are stated with their hypotheses and used only through the KMS property, from which the acceleration temperature is derived in full in the text. The two proofs are long and belong in Appendix A.
The Euclidean route
Osterwalder–Schrader axioms
Nothing above suggests how to construct a theory. The one route that has ever produced an interacting example runs through imaginary time, where the oscillatory weight \(\exp(\ii S/\hbar)\) of Path-Integral Quantization becomes the positive weight \(\exp(-S_{E}/\hbar)\) of a probability measure, and the problem becomes one in classical statistical mechanics.
The Schwinger functions \(S_{n}(x_{1},\ldots,x_{n})\) are the moments of that measure, Equation (106.29), with the \(x_{i}\) distinct points of Euclidean \(\R^{4}\) and the fourth coordinate \(x^{4}=\ii ct\).
A family of Schwinger functions satisfying regularity, Euclidean covariance under \(\SO(4)\ltimes\R^{4}\), reflection positivity, permutation symmetry and cluster decomposition is the analytic continuation of the Wightman functions of a unique Wightman theory in \(3+1\) Minkowski dimensions, and conversely [Osterwalder:1973] [Osterwalder:1975]. The precise statement, with the five conditions written out, is Theorem 106.20. Rests on Definition 109.77 and Theorem 106.20.
The reconstruction of the Wightman functions from the Schwinger functions by analytic continuation in the time arguments, and the verification of the spectrum condition and of locality for the result, are not carried out here; they are owed in Appendix A, and the pending entry that records the debt is the one attached to Theorem 106.20, which is not duplicated here. What is derived below is the half that carries the physics.
Under the correspondence of Theorem 109.78, the reflection positivity condition Equation (106.30) is the Euclidean form of property (v) of Proposition 109.20, and the operator \(\ee^{-\tau H/\hbar}\) reconstructed from Euclidean time translation is a self-adjoint contraction semigroup, so the Hamiltonian it generates is self-adjoint and bounded below. Rests on Theorem 109.78, Equation (106.30) and Proposition 109.20.
Derivation. Derives Proposition 109.79. Let \(\mathcal{E}_{+}\) be the space of functionals of the field supported in \(x^{4}>0\), and \(\theta\) the reflection \(x^{4}\mapsto-x^{4}\). Reflection positivity says that \(\gen{F,G}:=\avg{\overline{\theta F}\,G}\) is a non-negative sesquilinear form on \(\mathcal{E}_{+}\). Quotient by its null space and complete, exactly as in Theorem 109.66: the result is a Hilbert space \(\mathcal{H}\) with a positive-definite inner product, which is property (v).
Euclidean time translation \(T_{\tau}\) by \(\tau>0\) maps \(\mathcal{E}_{+}\) into itself, and \(\gen{F,T_{\tau}G}=\gen{T_{\tau/2}F,T_{\tau/2}G}\) by translation invariance and the reflection property, so \(T_{\tau}\) descends to a self-adjoint operator on \(\mathcal{H}\), positive by the same identity with \(F=G\).
That \(T_{\tau}\) is a contraction takes one step more than Cauchy–Schwarz alone. Write \(g(\tau):=\norm{T_{\tau}F}\), so that \(g(0)=\norm{F}\). The identity above with \(G=F\) gives \(g(\tau/2)^{2}=\gen{F,T_{\tau}F}\), and Cauchy–Schwarz bounds the right-hand side by \(\norm{F}\,\norm{T_{\tau}F}\), so
This relates two different times and by itself bounds nothing; it must be iterated. Feeding it into itself \(n\) times,
and if \(g\) is bounded uniformly in \(\tau\) — which is what the regularity condition of Remark 109.80 is there to supply — then \(g(2^{n}\tau)^{2^{-n}}\to1\) as \(n\to\infty\) and \(g(\tau)\leq g(0)\), that is \(\norm{T_{\tau}}\leq1\). A self-adjoint contraction semigroup is \(\ee^{-\tau H/\hbar}\) for a unique self-adjoint \(H\geq0\), and the factor \(\hbar\) is fixed by the Euclidean weight \(\ee^{-S_{E}/\hbar}\) from which \(T_{\tau}\) was built. The quantum-mechanical case of this argument, with the operator chain written out explicitly, is Proposition 106.21.
∎The first paper [Osterwalder:1973] stated a regularity condition that proved too weak: it did not control the growth of \(S_{n}\) with \(n\) well enough to guarantee that the reconstructed objects are operator-valued tempered distributions rather than something wilder. The second paper [Osterwalder:1975] replaced it by a linear-growth condition bounding \(\norm{S_{n}}\) by \(n!\,(\text{const})^{n}\) times a Schwartz seminorm. The episode is worth recording as an example of an axiom system being corrected, and of why the correction matters: without it Theorem 109.78 would reconstruct a theory whose fields need not satisfy Axiom 109.12, and Theorem 109.26 — on which the whole of Section 109.3 rests — would be unavailable.
Three things, and they are why every constructive success is Euclidean. The weight \(\ee^{-S_{E}/\hbar}\) is a positive measure, so the whole apparatus of probability — correlation inequalities, cluster expansions, the theory of Gibbs measures — becomes available. None of those three is developed in this book, whose probability chapter Probability and Statistics covers the inferential statistics the experimental parts need rather than the theory of random fields; they are taken here from the constructive literature [Glimm:1987]. The Euclidean symmetry group \(\SO(4)\) is compact, unlike the Lorentz group, so its representation theory is far better behaved. And a cutoff on a lattice respects reflection positivity exactly (Section 109.5.2), so the approximating theories are themselves quantum theories rather than formal expressions. What is bought is a construction problem in classical probability; what is paid is that the continuation back to real time must be established, and that is where Theorem 109.78 does the work.
Reflection positivity and the lattice
The lattice gauge action of Equation (106.81) [Wilson:1974], being a sum of plaquette terms each of which involves link variables on at most two adjacent time slices, satisfies Equation (106.30) for reflection in a plane midway between two slices. Consequently the lattice theory has a positive self-adjoint transfer operator \(T=\ee^{-a H/(\hbar c)}\), with \(a\) the lattice spacing in \(\mathrm{m}\), and hence a Hilbert space with a Hamiltonian bounded below. Rests on Equation (106.81), Equation (106.30) and Proposition 106.21.
Derivation. Derives Proposition 109.82. Write the Euclidean action as a sum over time slices, \(S_{E}=\sum_{n}\left[V(U_{n})+K(U_{n},U_{n+1})\right]\), in which \(V\) involves only the links within slice \(n\) and \(K\) only the links of two adjacent slices — this is exactly the plaquette structure, since a plaquette either lies in one slice or joins two neighbours. The functional integral then factorizes into a product of kernels, and reflection about the plane between slice \(0\) and slice \(1\) exchanges the two halves while conjugating, so that \(\avg{\overline{\theta F}\,F}\) is the squared norm of the vector obtained by applying the half-chain to the ground state — the argument of Proposition 106.21, with the continuous evolution replaced by a finite product of kernels. Positivity of the transfer operator follows because the kernel \(\ee^{-K}\) is a positive-definite function of the pair of slice configurations, and self-adjointness because \(K\) is symmetric under exchange of the two slices. The exponent \(aH/(\hbar c)\) is dimensionless because \(H\) is an energy and \(a/c\) a time.
The converse warning is Remark 106.22: an action coupling next-to-nearest time slices generally breaks the factorization, and the resulting transfer operator can have negative eigenvalues, whose signature is a correlator oscillating in Euclidean time.
∎In a reflection-positive Euclidean theory with a mass gap \(\Delta=Mc^{2}\) above the vacuum, the connected correlation function of any local operator \(O\) decays as
for Euclidean separation \(r\) in the time direction, where \(\ket{1}\) is the lowest state with a non-zero overlap. The correlation length is the Compton wavelength of the lightest such state. Rests on Proposition 109.79.
Derivation. Derives Proposition 109.83. By Proposition 109.79, Euclidean time translation is \(\ee^{-\tau H/\hbar}\). Inserting a complete set of energy eigenstates between the two operators and subtracting the vacuum contribution,
which for large \(\tau\) is dominated by the smallest gap. Writing \(\tau=r/c\) for the Euclidean distance \(r\) in metres and \(E_{1}-E_{0}=\Delta\) gives Equation (109.52). With \(\Delta=Mc^{2}\), \(\xi=\hbar c/(Mc^{2})=\hbar/(Mc)\).
∎For quantum chromodynamics the lightest state carrying the quantum numbers of the charged component of the isovector pseudoscalar current is the charged pion, of rest energy \(139.57039(18)\,\mathrm{MeV}\) [Navas:2024]. The neutral pion is lighter, \(134.9768(5)\,\mathrm{MeV}\) [Navas:2024], and is equally an isovector pseudoscalar; the charged pion is the one taken here because it is the exchanged quantum in the nuclear-force estimate this example is written to match. By Equation (109.52) the corresponding correlation length is
which is the range of the nuclear force used throughout Nuclear Forces and Nuclear Structure. That the range of a force and the decay rate of a Euclidean correlator are the same number is Proposition 109.83, and it is why a lattice computation measures masses by fitting exponentials.
Proposition 109.82 is what makes lattice gauge theory a candidate constructive route rather than merely a numerical method: each lattice theory is a bona fide quantum theory with a positive Hilbert space, so a continuum limit of them — if it exists and if the limit inherits reflection positivity, Euclidean invariance and the growth bound — would satisfy Theorem 109.78 and hence produce a Wightman theory. Neither the existence of the limit nor the inheritance has been proved.
What has been done is numerical, and it is impressive. With improved actions, physical quark masses, several spacings extrapolated to zero and several volumes extrapolated to infinity, the light hadron spectrum is reproduced at the percent level from the quark masses and the coupling alone [Duerr:2008]; the details of the procedure are in Remark 102.61. The spectrum so computed begins at a non-zero mass, which is evidence that the gap exists. It is not a proof, for two reasons that must both be stated: the computation is performed at finite spacing and finite volume and extrapolated, with the extrapolation controlled by fits rather than by bounds; and a numerical demonstration that the lowest state has non-zero mass to within a stated error is not the statement \(\Delta>0\) that Section 109.7.3 requires.
The operator product expansion
Wilson conjectured that the singular behaviour of a product of local operators at short separation is carried entirely by \(c\)-number coefficient functions, the operator content being regular [Wilson:1969]. It is the structural statement behind every short-distance calculation in the book.
Local operators \(A\) and \(B\) admit an operator product expansion if, as \(\xi=x-y\to0\),
asymptotically in the sense that truncating the sum after finitely many terms leaves a remainder vanishing faster than the last coefficient retained, when both sides are inserted into any correlation function. The \(C_{n}\) are \(c\)-number distributions carrying all the singularity; the \(\mathcal{O}_{n}\) are local operators, ordered by increasing dimension.
For a free Hermitian scalar of mass \(m\),
by Wick's theorem (Theorem 99.41), and the second term is regular at \(\xi=0\), where it becomes \(:\!\phi^{2}(y)\!:\). Expanding it in \(\xi\) produces the higher operators \(\xi^{\mu} :\!\phi\pp_{\mu}\phi\!:\) and so on. The whole singularity therefore sits in the identity coefficient \(\Delta^{+}(\xi;m^{2}c^{2})\). Evaluating Equation (109.38) at equal times and spatial separation \(r=\abs{\vect{\xi}}\) small compared with the Compton wavelength \(\hbar/(mc)\), the mass drops out of the integrand and \(\int\dd^{3}k\,\ee^{\ii\vect{k}\cdot\vect{\xi}} /\left[(2\pi)^{3}\abs{\vect{k}}\right]=1/(2\pi^{2}r^{2})\), so
an inverse square in the separation times \(\hbar c\), of dimension \(\mathrm{J}\,\mathrm{m}\), which delivers the \(\mathrm{J}/\mathrm{m}\) of \([\phi]^{2}\) as it must.
If \(A\), \(B\) and \(\mathcal{O}_{n}\) have engineering mass dimensions \(d_{A}\), \(d_{B}\), \(d_{n}\) — defined so that an operator of dimension \(d\) scales as \((\text{length})^{-d}\) — and the theory is scale invariant at short distance, then
where \(\gamma_{n}\) is the anomalous dimension of \(\mathcal{O}_{n}\). Rests on Definition 109.86.
Derivation. Derives Proposition 109.88. Both sides of Equation (109.54) must scale the same way under \(x\to\lambda x\). At a fixed point of the renormalization group the operator \(\mathcal{O}_{n}\) scales with the power \(d_{n}+\gamma_{n}\) rather than \(d_{n}\), the correction being generated by the same loop effects that make the coupling run; matching powers gives Equation (109.57). The operator with the smallest \(d_{n}+\gamma_{n}\) dominates as \(\xi\to0\), which is why the expansion is useful: an infinite sum is controlled by its first few terms at short distance, and the accuracy improves as the separation shrinks. The identity operator has \(d=0\) and no anomalous dimension, so it always leads, and the leading singularity is \(\abs{\xi}^{-d_{A}-d_{B}}\) as in Example 109.87, where \(d_{A}=d_{B}=1\) gives \(\abs{\xi}^{-2}\).
∎Within renormalized perturbation theory the expansion is established order by order: the technology is Zimmermann's convergence proof for momentum-space subtraction [Zimmermann:1969], in which a normal-product expansion of a composite operator is defined and its short-distance behaviour controlled, and the expansion of Equation (109.54) follows for the theories treated there. Outside perturbation theory it remains a hypothesis in the Wightman framework, verified in soluble models and assumed elsewhere; the exception is the Euclidean setting, where it is a theorem in some constructed models. The anomalous dimensions appearing in Equation (109.57) are computed in practice by continuing the dimension of spacetime away from four and expanding in the deviation, the device Wilson and Fisher introduced for critical exponents [Wilson:1972]; that is a calculational continuation of the same kind as the dimensional regularization of Quantum Electrodynamics and Renormalization, not a claim about physics in a non-integer dimension.
An alternative to the whole regularization apparatus is the causal construction of Epstein and Glaser [Epstein:1973], which builds the time-ordered products directly as distributions by extending them from the region of non-coincident points to the diagonal. There the only ambiguity is the finite freedom in that extension, and it is exactly the renormalization freedom; no divergence appears at any stage, because none was ever written down. It is the cleanest way to see that renormalization is a statement about products of distributions, not about infinities.
The applications are what make the expansion indispensable. The short-distance analysis of Quantum Chromodynamics uses it to separate a calculable coefficient from a non-perturbative matrix element, which is what makes a strongly coupled theory predictive at all; the deep-inelastic sum rules belong to Experiment: Deep Inelastic Scattering; and the anomalous dimensions of Equation (109.57) are what the renormalization group of The Renormalization Group organizes. In every case the logical structure is the same: Equation (109.54) converts a product of operators at nearly coincident points — which is precisely the object Proposition 109.1 declared not to exist — into a sum of well-defined operators with singular numerical coefficients. The expansion is how the theory answers the objection that opened this chapter.
Constructive results and what is missing
Models below four dimensions
This subsection names models in spacetimes of dimension two and three. They are cited as facts about the axiomatic framework — as evidence that the axioms of Section 109.2.1 are consistent and that non-trivial solutions of them exist at all — and never as physics of the observed world, which is \(3+1\) and to which the dimensional rule of this treatise confines every physical claim. No result of this subsection is used anywhere else in the book, and none of the numbers below is a measurement of anything.
Glimm and Jaffe constructed the two-dimensional \(\varphi^{4}\) theory without cutoffs [Glimm:1968], verifying that the interacting Hamiltonian is self-adjoint and bounded below and that the removal of the ultraviolet and volume cutoffs leaves a theory satisfying the axioms. The three-dimensional case is harder because the coupling has positive mass dimension there, and the positivity of the Hamiltonian — the step that fails first — was established later [Glimm:1973]. The programme and its methods are set out in [Glimm:1987].
For the two-dimensional model, all of them: the Hilbert space and its positive metric, the unitary representation of the Poincaré group of that spacetime with spectrum in the forward cone, a unique vacuum, fields as operator-valued distributions on a common domain, covariance and local commutativity, and cyclicity. The scattering theory was constructed and the theory shown to be non-trivial, in the sense that the \(S\) matrix is not the identity. For the three-dimensional model the same list holds with more work; in both cases the route is Euclidean, through Theorem 109.78, so what is actually built is a measure and what is verified is reflection positivity.
The number of ultraviolet divergences a theory has is governed by the mass dimension of its coupling, and for \(\varphi^{4}\) that dimension falls from positive in two and three dimensions — where only finitely many diagrams diverge and a finite number of subtractions suffices — to exactly zero in four, where every order diverges and the subtractions must be organized to all orders. That is the whole difference, and it is the same marginality that makes the coupling run logarithmically (The Renormalization Group) and that Section 109.7.2 is about.
Triviality of the four-dimensional scalar
For the simplest candidate in four dimensions the evidence points not merely to difficulty but to impossibility.
The continuum limit of the lattice \(\varphi^{4}\) theory, taken along the critical line, is a free field: in more than four spacetime dimensions by the correlation-inequality proofs of Aizenman [Aizenman:1981] and, independently, Fröhlich [Froehlich:1982]; and in the marginal case of exactly four dimensions by Aizenman and Duminil-Copin [Aizenman:2021], who show that the scaling limits of the critical four-dimensional Ising and \(\varphi^{4}\) models are Gaussian. Rests on Theorem 109.78.
Triviality of the four-dimensional scalar: the correlation-inequality argument bounding the connected four-point function of the lattice model above dimension four, and the tree-diagram bound that settles the marginal four-dimensional case. Both are results in classical probability rather than in field theory and are quoted here with their citations; they belong in Appendix A. What is derived in the text is the consequence, the scale at which the isolated scalar coupling diverges.
It does not mean that a scalar field theory is useless, nor that lattice \(\varphi^{4}\) at finite spacing is free — it is not, and its correlation functions are perfectly non-Gaussian. It means that the limit of removing the cutoff while holding the physical mass fixed drives the renormalized coupling to zero. A self-interacting scalar in \(3+1\) dimensions can therefore exist only as an effective theory carrying a finite cutoff, with its interaction strength tied to how far away that cutoff sits.
Take the Standard Model scalar sector in isolation, dropping the gauge and Yukawa couplings, so that Equation (104.72) reduces to \(16\pi^{2}\dd\hat{\lambda}/\dd\ln\mu=24\hat{\lambda}^{2}\). Then \(\hat{\lambda}\) diverges at
and with the measured value \(\hat{\lambda}=0.126\) at \(\mu_{0}=m_{t}c^{2}=172.57\,\mathrm{GeV}\) [Navas:2024] this gives \(\mu_{L}\approx8\times 10^{24}\,\mathrm{GeV}\), some \(6.7\times 10^{5}\) times the Planck energy \(1.22\times 10^{19}\,\mathrm{GeV}\). Rests on Equation (104.72).
Derivation. Derives Proposition 109.95. Write \(\beta=\dd\hat{\lambda}/\dd\ln\mu =24\hat{\lambda}^{2}/(16\pi^{2})=3\hat{\lambda}^{2}/(2\pi^{2})\). Separating variables, \(\dd\hat{\lambda}/\hat{\lambda}^{2}=3\,\dd\ln\mu/(2\pi^{2})\), so
and the right-hand side reaches \(1/\hat{\lambda}(\mu_{0})\) — at which point \(1/\hat{\lambda}(\mu)=0\) — when \(\ln(\mu/\mu_{0})=2\pi^{2}/\left(3\hat{\lambda}(\mu_{0})\right)\), which is Equation (109.58). Numerically \(2\pi^{2}/(3\times0.126)=52.2201\) and \(\ee^{52.2201}=4.7743\times 10^{22}\), so \(\mu_{L}=172.57\times4.7743\times 10^{22} =8.24\times 10^{24}\,\mathrm{GeV}\); the fourth figure of the exponential is carried because rounding it to \(4.77\times 10^{22}\) would move the answer to \(8.23\times 10^{24}\). The Planck energy is \(E_{P}=\sqrt{\hbar c^{5}/G}=1.956\times 10^{9}\,\mathrm{J} =1.221\times 10^{19}\,\mathrm{GeV}\) from \(\hbar=1.054571817\times 10^{-34}\,\mathrm{J}\,\mathrm{s}\), \(c=299792458\,\mathrm{m}/\mathrm{s}\) and \(G=6.67430\times 10^{-11}\,\mathrm{m}^{3}/\mathrm{kg}/\mathrm{s}^{2}\) [Mohr:2025], giving the stated ratio.
∎Less than the arithmetic suggests, and the honest accounting is short. The one-loop pure-scalar running used above is not the Standard Model running: the top Yukawa term \(-6\hat{y}_{t}^{4}\) in Equation (104.72) outweighs \(24\hat{\lambda}^{2}\) by a factor of order ten at \(m_{t}\), so the actual quartic coupling runs down and crosses zero near \(10^{10}\,\mathrm{GeV}\) (Remark 104.67) rather than blowing up at \(10^{25}\,\mathrm{GeV}\). Equation (109.58) is therefore not a statement about the Higgs boson; it is a statement about the isolated scalar theory to which Theorem 109.93 applies, and it is quoted here to show that even in that theory the triviality obstruction is astronomically remote from any accessible scale.
What survives is the point of principle. A pure \(\varphi^{4}\) theory in \(3+1\) dimensions cannot be a fundamental theory: either it carries a cutoff, or it is free. The parallel obstruction on the other side of quantum electrodynamics is the Landau pole of the running fine structure constant, the same phenomenon in a theory that is also not asymptotically free; both belong to The Renormalization Group, which is where the running is organized. That the strong coupling of Quantum Chromodynamics runs the other way — to zero at short distance — is exactly why Yang–Mills theory, and not the scalar, is the candidate for a four-dimensional construction.
The Yang–Mills mass gap
Prove that for any compact simple gauge group \(G\) a non-trivial quantum Yang–Mills theory exists on \(\R^{4}\) — that is, a family of Wightman functions satisfying Axiom 109.9 to Axiom 109.15, or equivalently a family of Schwinger functions satisfying the hypotheses of Theorem 109.78 — whose classical limit is the Yang–Mills action, and prove that it has a mass gap: a number \(\Delta>0\) such that every state other than the vacuum has energy at least \(\Delta\) in the rest frame [Jaffe:2006].
The ultraviolet end is favourable. Asymptotic freedom (Section 102.4) makes the coupling vanish logarithmically at short distance, so the theory becomes weakly coupled exactly where the divergences are, and the continuum limit is approached along a trajectory on which perturbation theory is a good guide — the opposite of the situation in Section 109.7.2, where the coupling grows at short distance and the limit is forced to zero. This is the strongest structural reason to expect that a four-dimensional interacting theory exists at all.
The infrared end is where everything is hard, and the mass gap is an infrared statement. The Lagrangian contains no mass; the gap, if it exists, is generated dynamically and is a pure number times \(\Lambda_{\mathrm{QCD}}\), which Equation (102.45) defines as an energy — matching \(\Delta\), which Definition 109.97 likewise states as an energy. The corresponding mass is \(\Delta/c^{2}=M\) in the notation of Proposition 109.83. No expansion is available there — the coupling is large, the strong coupling expansion of the lattice is valid only at spacings far from the continuum, and no controlled interpolation between the two regimes has been constructed.
Three independent lines of evidence say the gap exists.
No massless hadron. The observed spectrum begins at the pion, of rest energy \(139.57039(18)\,\mathrm{MeV}\) [Navas:2024], and the pion is light for a reason the theory explains — it is the pseudo-Goldstone boson of chiral symmetry breaking (Quantum Chromodynamics) — not because the spectrum approaches zero. Nothing massless has ever been seen carrying colour or built from gluons, and a massless strongly interacting particle would produce a long-range force that is conspicuously absent (Example 109.84).
The glueball spectrum. Lattice computations in the pure gauge theory, which has no quarks and hence no chiral mechanism, find a lowest state of non-zero mass. That is the cleanest numerical statement of the gap, since in that theory the gap is the whole question.
The light hadron spectrum from first principles. Taking as input only the quark masses and the coupling, [Duerr:2008] reproduces the measured masses at the percent level (Phenomenon 102.64), which would be impossible if the theory did not have the spectrum it is being asked to have.
None of this is a proof, and the distinction is not pedantry. Every one of these is a computation at finite lattice spacing and finite volume, extrapolated; the extrapolations are controlled by fits with estimated errors, not by bounds; and the statement to be proved is a statement about a limit that has not been shown to exist. The treatise's own rules make the position sharp: the confinement of quarks and the mass gap are observed facts of Nature for which no derivation exists, and they are recorded as such in Section 102.7 and Section 133.6 rather than being quietly upgraded to results.
What axiomatics does and does not secure
The balance sheet, drawn honestly.
Secured. The \(PCT\) theorem (Theorems 109.44 and 109.46), from locality, covariance and the spectrum condition alone — so that the measurements of Section 105.5.3 test those three axioms and nothing else. The spin–statistics connection (Theorem 109.49), which discharges the debt owed by Identical Particles, Quantum Statistics, Quantum Chromodynamics and Nuclear Forces and Nuclear Structure and underwrites the exclusion principle, the periodic table and degeneracy pressure. The Källén–Lehmann representation and the bound \(0\leq Z\leq1\) (Theorem 109.54 and Corollary 109.55), exact rather than perturbative, which every renormalized propagator in Quantum Electrodynamics and Renormalization presumes. The Reeh–Schlieder theorem and its two faces, vacuum entanglement and the impossibility of a local operator annihilating the vacuum (Theorem 109.34 and Corollary 109.35). Cluster decomposition as the equivalent of a unique vacuum (Proposition 109.23). The irrelevance of the choice of interpolating field (Theorem 109.38), assumed without comment wherever a field is redefined. And the structural results of Section 109.4: that superselection sectors carry the representation theory of a compact group and that the vacuum's modular flow in a wedge is a geometric boost.
Not secured. The existence of any interacting model satisfying the axioms in \(3+1\) dimensions, the Standard Model included. Nothing in Part XI — Quantum Field Theory and the Standard Model has been shown to be a theory in the sense of Section 109.2.1; what has been shown is that a particular calculational scheme, order by order in a coupling, reproduces measurement to extraordinary accuracy. Asymptotic completeness — that the scattering states exhaust the Hilbert space — is an assumption of Scattering Theory and not a theorem. The mass gap of Definition 109.97 is open. And for the simplest four-dimensional candidate the answer is known and is negative (Theorem 109.93).
The Standard Model is an extraordinarily well-tested effective theory whose mathematical existence is unproven. Both halves of that sentence are load-bearing. The first is why Part XI — Quantum Field Theory and the Standard Model computes with it without apology: agreement with the electron's anomalous moment at about one part in \(10^{9}\) of \(a_{e}\), which Experiment: The Electron Anomalous Magnetic Moment shows is the precision of the input \(\alpha\) rather than of the measurement, is evidence of a kind that no foundational anxiety outweighs. The second is why this chapter exists and why Section 133.6 lists the gap among the open problems rather than among the technicalities.
Neither half licenses the third position sometimes taken, that because the theory does not exist mathematically it should be replaced. There is no evidence-based replacement — the programmes usually named in this connection are excluded from this treatise for exactly that reason (Section 133.7) — and a theory that predicts to nine significant figures is not overthrown by the absence of a proof that it exists. The correct response is the one the constructive programme has been making for sixty years: build the object, and see.
A survey of the state of the subject as it stood after its first two decades, still the clearest short account of what the axioms deliver, is [Streater:1975].